eComms - Compliance Analyst
eComms Compliance Analyst
About the Opportunity
Our client is a highly regarded financial services organization seeking an eComms Compliance Analyst to join its growing compliance team.
This role offers the opportunity to support a sophisticated monitoring and surveillance program within a fast-paced, high-performance environment. The successful candidate will work closely with compliance and business stakeholders to identify potential risks, support internal inquiries, and strengthen the firm's overall control framework.
What You'll Do
- Review internal electronic communications, including emails, chats, and other communication channels
- Conduct targeted searches and surveillance reviews to identify potential compliance risks and policy violations
- Support monitoring activities and internal investigations through detailed research and analysis
- Prepare clear, well-structured reports summarizing findings and key observations
- Assist with the enhancement of compliance policies, procedures, and controls
- Monitor regulatory developments and support compliance-related initiatives across the organization
- Partner with stakeholders across compliance and business functions on various projects and reviews
What You Bring
- Bachelor's degree preferred
- 1-3 years of experience in compliance, surveillance, risk, legal, or a related function within financial services
- Experience conducting electronic communications reviews, surveillance, or monitoring activities preferred
- Background within an investment adviser, hedge fund, asset manager, or broker-dealer strongly preferred
- Understanding of regulatory expectations surrounding employee communications and conduct risk
- Strong analytical, investigative, and written communication skills
- Ability to manage multiple priorities in a fast-paced environment
- Strong attention to detail and sound professional judgment
Why Apply?
- Join a best-in-class financial services organization known for its high standards and collaborative culture
- Gain exposure to complex surveillance, regulatory, and compliance matters
- Work alongside experienced professionals and key business stakeholders
- Take on meaningful responsibility while building specialized expertise in a highly sought-after area of compliance
This opportunity is well suited for a motivated compliance professional seeking broad exposure, meaningful responsibility, and a clear path for long-term growth within a best-in-class organization.
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