Compliance Officer - Global Private Equity
Compliance Officer - Tier 1 Private Equity / Venture Capital Firm
We are partnering with a leading global Private Equity / Venture Capital platform to appoint a Compliance Officer to support its Asia business. This is a key hire within a well-established compliance function, offering exposure to a broad range of regulatory and business activities across multiple jurisdictions.
Key Responsibilities:
- Provide day-to-day compliance advisory support to investment and operational teams across APAC
- Ensure adherence to relevant regulatory requirements, including SFC, MAS, and SEC frameworks
- Monitor and interpret regulatory developments, translating them into practical guidance for the business
- Support licensing matters, regulatory filings, and ongoing obligations across jurisdictions
- Assist in the development, implementation, and enhancement of internal compliance policies and controls
- Conduct compliance reviews, monitoring, and thematic assessments as required
- Liaise with regulators, external counsel, and internal stakeholders on compliance-related matters
Requirements:
- 5-10 years of relevant compliance experience within private equity, venture capital, asset management, or a similar environment
- Well-rounded regulatory knowledge across SFC, MAS, and ideally SEC regimes
- Strong understanding of fund structures, investment activities, and cross-border regulatory considerations
- Prior experience handling licensing, regulatory reporting, and compliance advisory work
- Legal training or background (e.g. LLB / JD or prior experience in private practice) would be an advantage
- Detail-oriented, with strong judgement and the ability to operate in a dynamic, entrepreneurial environment
- Strong communication skills, with the ability to engage effectively with senior stakeholders
Additional Information: This opportunity offers exposure to a high-quality platform with a strong regional presence and a collaborative working environment. The role is suited to individuals who are looking to broaden their regulatory scope and partner closely with investment teams.
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