Permanent Compliance Jobs in Financial Services
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Compliance Manager External Asset Manager (EAM) Platform
External Asset Manager (EAM) Platform | SFC Type 4 & 9 Licensed CorporationHong KongA growing External Asset Manager (EAM) platform is seeking an experienced Compliance Manager to join its Hong Kong office. This is a unique opportunity to take on a broad compliance role within a dynamic and entrepreneurial environment, working closely with senior m...
Senior Compliance Analyst
Title: Senior Compliance AnalystLocation: Raleigh, NC (Hybrid, 3 Days Onsite) Company Summary:Our client is a rapidly growing life & annuity insurance company backed by a strong investment partner. The business has experienced significant growth in recent years and continues to expand its Compliance, Legal, and Product teams as it scales. They plac...
Trial & Defense Litigation Attorney | Remote
A leading global law firm is seeking a Litigation Associate with a minimum of 3-7+ years of experience to join its growing Insurance Coverage and Trial Defense practice. This is a unique opportunity to work across both sophisticated insurance coverage matters and high-exposure civil litigation, providing attorneys with a diverse practice, significa...
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Commercial Litigation Attorney | REMOTE
A highly regarded national law firm is seeking a talented Commercial Litigation Associate with experience in Government Investigations & Enforcement to join its expanding Southern Illinois team. This position offers the unique opportunity to work remotely while supporting a thriving practice handling complex regulatory, enforcement, and litigation ...
Compliance Officer FinTech Consumer Regulatory
A growing financial services business is seeking an experienced Consumer Finance Regulatory Officer to join a lean, highly collaborative legal and compliance team. The role will advise across consumer lending products including mortgages, HELOCs, and secured and unsecured credit products, helping ensure compliance with federal and state regulations...
Technical Director
Technical DirectorLocation: Remote (U.S.) Compensation: $165,000 - $185,000 Base Salary + BonusAbout the OpportunityA leading financial services organization is seeking a Technical Director to join its Advanced Consulting team. This highly visible position will serve as a subject matter expert on qualified retirement plans, ERISA, employee benefit...