Regulatory Reporting Controller
Finance Controller - Wall Street | Leading Fintech Brokerage
Location: Wall Street, NYC Industry: Fintech / Digital Brokerage
Work Model: On-Site
Salary: $160-185,000/yr
Our client is a rapidly growing digital brokerage platform that empowers individual investors through cutting-edge technology, low-fee trading, and robust market data. With operations spanning 15 global regions and over 20 million users, this fintech leader is redefining how people engage with financial markets.
They are seeking a seasoned Finance Controller to join their world-class Finance team based in New York City. This is a high-impact role offering deep exposure to the company's operations and performance across multiple affiliated entities. The ideal candidate will bring a strong background in broker-dealer accounting, regulatory reporting, and financial leadership.
Key Responsibilities
Oversee all aspects of the monthly close process, including journal entries, reconciliations, and financial statement preparation
Manage accounts payable/receivable functions and ensure timely vendor payments and collections
Lead intercompany allocations, variance analysis, and closing adjustments
Prepare and analyze financial forecasts, budgets, and internal reports
Develop and mentor accounting staff, fostering operational efficiency and professional growth
Ensure compliance with U.S. GAAP and regulatory reporting requirements
Maintain and enhance internal controls, including documentation and remediation
Serve as liaison with auditors, tax professionals, and regulatory examiners
Qualifications
Bachelor's degree or higher in Accounting or Finance
CPA license required
7+ years of experience in accounting, preferably within broker-dealer environments
Strong understanding of U.S. GAAP and financial reporting standards
Experience with Oracle Cloud G/L and SOX controls is a plus
Corporate tax and public audit experience highly valued
Independent thinker with strong leadership and interpersonal skills
Perks & Benefits
100% employer-paid medical and dental coverage for employees and dependents
401(k) match, commuter benefits, and short-term disability coverage
Generous PTO, paid parental leave, and volunteer days
Tuition reimbursement for continued education and certifications
Catered lunches, stocked kitchens, and monthly happy hours
This role is based in the firm's Wall Street office, where in-person collaboration drives innovation, mentorship, and growth.
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