AVP - Fixed Income Compliance Advisor
AVP/Manager - Fixed Income Compliance Advice
Our client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Manager / AVP level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms growing Capital Markets business. The firm are one of Europe's largest banking groups whose global presence continues to go from strength to strength. The US Capital Markets arm has been identified as a key growth area of the firm as such, this role is the first of several new hires to be signed off in newly created specialist group.
You will report directly to the US Head of Fixed Income Compliance.
The Manager of Fixed Income Compliance Advice will be responsible for…
- Providing specialist product and business Compliance Advice to key stakeholders and senior leaders in the wider Fixed Income Markets business focusing among others, Controls as well as Policy & Procedures.
- Engagement with Regulators for regulatory approvals
- Working closely with Fixed Income business leaders to implement regulatory initiatives
- Developing Controls for the Fixed Income Business.
The Manager of Fixed Income Compliance Advice should have the following qualifications…
- Minimum of 5+ years of relevant Compliance experience business including experience of providing Compliance Advice to Fixed Income / Debt Capital Markets sales and trading teams.
- Excellent working knowledge of the regulations governing the Fixed Income space.
- JD - not essential but a nice to have.
- Exceptional communication skills
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