Marketing Compliance Associate
A leading private equity platform is seeking a highly motivated and experienced Marketing Compliance Officer to join their Asia Pacific Compliance team in Hong Kong. This role will focus on ensuring that all marketing and promotional materials across the region comply with local and global regulatory standards, particularly those set by the Securities and Futures Commission (SFC) and other relevant authorities.
Key Responsibilities:
* Review and approve marketing materials, investor presentations, and public communications to ensure compliance with applicable regulations and internal policies.
* Advise business units on marketing-related regulatory requirements across jurisdictions (e.g., Hong Kong, Singapore, Mainland China).
* Monitor regulatory developments and assess their impact on marketing practices.
* Collaborate with global compliance teams to ensure consistency in marketing compliance standards.
* Conduct training sessions for marketing and client-facing teams on compliance best practices.
* Maintain records of approvals and ensure audit readiness.
* Support regulatory filings and responses related to marketing activities.
Qualifications:
* Bachelor's degree in Law, Finance, Business, or related field.
* 5-8 years of experience in marketing compliance, preferably within asset management or financial services.
* Strong knowledge of Hong Kong SFC regulations (Type 1, 4, and 9 activities).
* Familiarity with cross-border marketing rules in Asia Pacific is a plus.
* Excellent communication and interpersonal skills.
* Detail-oriented with strong analytical and organizational abilities.
Preferred Attributes:
* Self-starter with the ability to work independently and collaboratively.
* Comfortable in a fast-paced, dynamic environment.
* High ethical standards and a commitment to integrity.
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