Compliance Officer - Banking (m/w/d)
About the role
This role sits within the compliance team. Supporting the business on regulatory matters while contributing to the firm's data protection framework alongside the DPO.
You will work closely with multiple stakeholders across the business, ensuring robust compliance standards are maintained across a range of financial services regulations.
Key Responsibilities
- Deliver compliance monitoring activities across key business areas in line with the annual monitoring plan
- Provide day-to-day compliance advisory support to business units on regulatory topics
- Support the Data Protection Officer in the execution of the data protection framework, including controls and monitoring activities
- Contribute to the development and enhancement of compliance and data protection policies and procedures
- Partner with Risk, Information Security, and Third-Party Risk teams as part of the broader control framework
- Build strong stakeholder relationships across Legal, Operations, Technology, and Front Office functions
- Support continuous improvement of governance frameworks and internal controls
- Assist with regulatory reviews and internal/external audits
Your Profile
- Degree in Law, Economics, Finance or a related field
- 2-4 years of experience in Compliance, Regulatory Advisory, Risk, or Audit within financial services or consulting
- Solid understanding of financial services regulations (e.g. MiFID II, WpHG, KWG, MaRisk, MaComp, BAIT)
- Strong stakeholder management and communication skills
- Ability to operate both independently and within a team environment
- Proactive, solution-oriented mindset with commercial awareness
- Fluent German and business-level English
FAQs
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