On Site Regulatory Jobs

Key ResponsibilitiesLead and further develop the German Compliance functionIdentify, assess and monitor Compliance risks across areas including AML, sanctions, MiFID/WpHG, fraud prevention and ethicsMaintain and develop Compliance policies, procedures and internal controlsAct as a key Compliance adviser to management and operational business functi...

Compliance ManagerLocation: Alpharetta, GA (On-Site) Compensation: $130,000 - $160,000 Base Salary + BonusA growing financial services organization is seeking a Compliance Manager to join its team in Alpharetta, GA. This individual will play a key role in supporting and enhancing the firm's compliance program, with a particular focus on broker-deal...

eComms Compliance AnalystAbout the OpportunityOur client is a highly regarded financial services organization seeking an eComms Compliance Analyst to join its growing compliance team.This role offers the opportunity to support a sophisticated monitoring and surveillance program within a fast-paced, high-performance environment. The successful cand...

Regulatory Compliance AssociateNew York, NYOur client, a leading global investment management firm, is seeking a Regulatory Compliance Associate to join its growing wealth and private markets platform. This individual will play a key role in supporting regulatory, compliance, fund governance, and oversight initiatives across a diverse range of inve...

Compliance ManagerHouston, TX (On-Site) Base Salary: $120,000 - $140,000A growing public company is seeking a Compliance Manager to help drive and strengthen its corporate ethics and compliance program. This individual will play a key role in developing compliance initiatives, managing risk assessments, supporting investigations, and promoting a cu...