Deputy Chief Compliance Officer
A nationally recognized private equity real estate investment manager is seeking a Deputy Chief Compliance Officer to help lead and evolve its robust compliance program. With over $11 billion in assets under management, the firm specializes in core and value-add strategies across industrial, residential, retail, office, and specialty sectors.
The Opportunity:
This role offers a unique chance to work at the intersection of regulatory compliance, investment strategy, and operational excellence. You'll be instrumental in ensuring adherence to the Advisers Act, ERISA, securities laws, privacy regulations, and other key legal frameworks. The position involves oversight of internal policies, marketing reviews, regulatory filings, cybersecurity, and fund governance.
Key Responsibilities:
- Lead compliance testing and enforcement across a wide range of internal policies.
- Review and approve marketing materials and investor communications.
- Manage regulatory filings including Form ADV, Form PF, and Blue Sky.
- Oversee privacy law compliance, cybersecurity protocols, and business continuity planning.
- Support fund operations, including GIPS compliance, REIT structuring, and ERISA obligations.
- Collaborate with internal teams and external counsel on complex regulatory matters.
- Stay ahead of regulatory changes and communicate implications across the firm.
Ideal Candidate Profile:
- Bachelor's degree required; J.D. a plus!
- Minimum 6 years of compliance experience
- Prior in-house experience at a registered investment adviser is strongly preferred.
- Exceptional communication skills and attention to detail.
- Proven ability to manage multiple priorities and deliver high-quality work under deadlines.
Why Join?
This is a high-impact role within a mission-driven organization committed to integrity, innovation, and long-term value creation. You'll work alongside experienced professionals in a collaborative environment that values strategic thinking and continuous improvement.
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