Director of Compliance - MLRO - US cross boarder payment
Director of Compliance & MLRO (Hong Kong)
Location: Hong Kong
Team: Compliance
Reports to: Global Head of Legal and Compliance
Overview
A senior compliance leader responsible for securing and maintaining the firm's Hong Kong MSO license and overseeing AML/CTF/PF compliance across APAC. This role serves as the statutory MLRO, leads regulatory engagement, and sets local compliance standards while partnering closely with global teams.
Key Responsibilities
- Lead all interactions with the Hong Kong regulator for the MSO license application, including Fit & Proper assessments, interviews, and inspections.
- Serve as the registered MLRO and Compliance Officer, fulfilling all statutory obligations under AMLO.
- Build and maintain AML/CTF/PF risk assessments, policies, and procedures for Hong Kong.
- Complete (or have previously completed) the required Competence Assessment for MSOs.
- Advise global teams on regulatory developments across Hong Kong and APAC.
- Promote a strong compliance culture and deliver ongoing training.
Qualifications
- 8+ years in financial crime compliance, including 3+ years in an MLRO/DMLRO or similar leadership role.
- Deep experience with AML/CTF/PF and Hong Kong AMLO/MSO regulatory requirements.
- Relevant certification (e.g., CAMS, AAMLP).
- Experience managing MSO licensing or renewals strongly preferred.
- Self-driven, resilient, and comfortable working independently with international teams.
- Fluent in Cantonese and English; Mandarin is a plus.
FAQs
Congratulations, we understand that taking the time to apply is a big step. When you apply, your details go directly to the consultant who is sourcing talent. Due to demand, we may not get back to all applicants that have applied. However, we always keep your CV and details on file so when we see similar roles or see skillsets that drive growth in organisations, we will always reach out to discuss opportunities.
Yes. Even if this role isn’t a perfect match, applying allows us to understand your expertise and ambitions, ensuring you're on our radar for the right opportunity when it arises.
We also work in several ways, firstly we advertise our roles available on our site, however, often due to confidentiality we may not post all. We also work with clients who are more focused on skills and understanding what is required to future-proof their business.
That's why we recommend registering your cv so you can be considered for roles that have yet to be created.
Yes, we help with cv and interview preparation. From customised support on how to optimise your resume to interview preparation and compensation negotiations, we advocate for you throughout your next career move.