Compliance Director - Quant Fund
About Our Client:
Our client is a leading quantitative hedge fund leveraging advanced data analytics, algorithmic trading strategies, and cutting-edge technology to deliver superior returns. They thrive on innovation, precision, and integrity. As they expand, they are seeking a seasoned compliance leader with strong regulatory or funds experience to join their dynamic environment.
Role Overview:
The Regulatory Compliance Director will lead the compliance function, ensuring the fund operates within global regulatory frameworks and industry best practices. This is a strategic leadership role, working closely with senior management, portfolio managers, and legal teams to maintain compliance standards and support growth initiatives.
Key Responsibilities:
- Develop and oversee the firm's compliance framework across multiple jurisdictions (e.g., SFC, SEC, FCA, MAS).
- Manage fund registration, licensing, and ongoing reporting requirements.
- Advise senior leadership on regulatory developments and their impact on business strategy.
- Lead internal audits, risk assessments, and compliance training programs.
- Serve as the primary liaison with regulators, auditors, and external service providers.
- Ensure compliance policies align with quantitative trading strategies and operational processes.
Qualifications:
- Bachelor's degree in Law, Finance, or related field;
- 10+ years of experience in regulatory compliance or equities compliance advisory within investment banks or hedge funds.
- Proven track record in managing compliance for multi-jurisdictional operations.
- Strong leadership, communication, and stakeholder management skills.
- Ability to thrive in a fast-paced, data-driven environment.
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