Regulatory Jobs in Georgia, Usa

Compliance ManagerLocation: Alpharetta, GA (On-Site) Compensation: $130,000 - $160,000 Base Salary + BonusA growing financial services organization is seeking a Compliance Manager to join its team in Alpharetta, GA. This individual will play a key role in supporting and enhancing the firm's compliance program, with a particular focus on broker-deal...

Vice President, Advisor ComplianceLocation: Atlanta, GACompensation: $170,000 - $200,000 + Annual BonusEmployment Type: Full-TimeAbout the OpportunityA leading financial services organization is seeking a Vice President, Advisor Compliance to support and enhance compliance programs across both investment adviser and broker-dealer operations.This le...