Permanent Compliance Jobs in New York
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eComms Compliance Analyst
eComms Compliance AnalystAbout the OpportunityOur client is a highly regarded financial services organization seeking an eComms Compliance Analyst to join its growing compliance team.This role offers the opportunity to support a sophisticated monitoring and surveillance program within a fast-paced, high-performance environment. The successful cand...
Wealth Management Advisor
A nationally recognized wealth management platform is seeking a Wealth Management Advisor to join an established advisory team. This individual will be responsible for managing and growing a book of affluent and high-net-worth client relationships while delivering comprehensive financial planning and investment guidance.Key ResponsibilitiesServe as...
Real Estate Associate Elite Mid-Sized Law Firm
We are partnering with an elite mid-sized law firm based in New York City that is seeking to grow its nationally recognized Real Estate Practice through the addition of Mid-Level and Senior Associates.This full-service law firm represents a diverse client base that includes Fortune 500 companies, institutional investors, private equity and investme...
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Senior Compliance Officer Monitoring & Testing
Senior Compliance Officer, Monitoring & TestingLocation: New York, NY Compensation: $90,000 - $125,000 Base SalaryA leading financial services organization is seeking a Senior Compliance Officer, Monitoring & Testing to join its Compliance function. This individual will play a key role in executing compliance reviews, assessing regulatory risk, ide...
Regulatory Compliance Associate
Regulatory Compliance AssociateNew York, NYOur client, a leading global investment management firm, is seeking a Regulatory Compliance Associate to join its growing wealth and private markets platform. This individual will play a key role in supporting regulatory, compliance, fund governance, and oversight initiatives across a diverse range of inve...
Wealth Management Advisor
A nationally recognized wealth management platform is seeking a Wealth Management Advisor to join an established advisory team. This individual will be responsible for managing and growing a book of affluent and high-net-worth client relationships while delivering comprehensive financial planning and investment guidance.Key ResponsibilitiesServe as...