Regulatory Jobs in Hong Kong
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Regulatory Counsel
Key ResponsibilitiesAdvise on Hong Kong financial services regulation, including the Securities and Futures Ordinance and applicable SFC rules, codes, and guidelines.Support SFC licensing matters, including new licence applications, variations, and ongoing regulatory obligations.Provide regulatory advice in connection with new business initiatives,...
Compliance Officer Private Equity
Compliance Manager / Senior Compliance AssociatePrivate Equity Firm - Hong KongOur client is a well‑established international private equity firm with a strong presence across Asia‑Pacific. Due to continued growth, they are looking to hire a Compliance professional to support their Hong Kong platform and regional operations.The RoleThis role will s...
Internal Control Big 4 Background Asset Management
OverviewOur client is a reputable international asset management firm seeking an Internal Control Associate to join its Legal & Compliance team in Hong Kong. This role is well-suited for candidates from a Big 4 audit or assurance background within Financial Services, ideally with 1-2 years of in-house experience in asset management or a regulated ...
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Compliance Manager Family Office
About the CompanyA single-family office with established operations in Singapore, focused on public‑markets hedge fund strategies. The firm is expanding into Hong Kong and will apply for a Type 9 (Asset Management) license with support from an external compliance consultancy.Role OverviewThe Compliance Manager will support the setup of the Hong Kon...
Compliance Manager Family Office
About the CompanyA single-family office with established operations in Singapore, focused on public‑markets hedge fund strategies. The firm is expanding into Hong Kong and will apply for a Type 9 (Asset Management) license with support from an external compliance consultancy.Role OverviewThe Compliance Manager will support the setup of the Hong Kon...
Data Analytics Specialist
Our client, a leading investment management firm, is seeking a Data Analytics Specialist to support one of their end‑clients. This role is ideal for someone with strong Excel capabilities, excellent numerical accuracy, and the ability to build and manage data frameworks from scratch.Key ResponsibilitiesData Extraction & Analysis: Extract, interpret...