Compliance Officer - Private Funds

Location: Fully Remote (U.S.-Based)
Compensation: $160,000 - $180,000 Base Salary + Bonus

Our client is seeking a Compliance Officer to support a diverse client base of private equity, venture capital, hedge funds, private credit funds, and other alternative investment managers. This role offers the opportunity to work directly with investment adviser clients on SEC compliance matters, regulatory filings, compliance program administration, and ongoing adviser compliance obligations.

Key Responsibilities

• Serve as a primary compliance resource across multiple private fund and investment adviser client engagements.
• Draft, review, implement, and maintain Compliance Policies & Procedures in accordance with SEC regulatory requirements.
• Prepare, draft, review, and file Form ADV disclosures, including Form ADV Part 2 brochures and brochure supplements.
• Manage Form ADV amendments and ongoing disclosure maintenance requirements.
• Support regulatory filings, including Form PF and other investment adviser reporting obligations.
• Administer and maintain Code of Ethics programs, including certifications, attestations, and personal trading reviews.
• Conduct electronic communications reviews and identify potential regulatory concerns.
• Review marketing and advertising materials for compliance with SEC requirements.
• Perform vendor due diligence and third-party risk assessments.
• Assist with annual compliance reviews, compliance testing, and regulatory examination preparedness.
• Respond to day-to-day compliance questions and provide regulatory guidance to clients.
• Partner directly with investment adviser clients to strengthen and maintain effective compliance frameworks.

Qualifications

• 5+ years of compliance experience within private equity, venture capital, hedge funds, private credit, RIAs, or other private fund environments.
• Prior experience with a compliance consulting firm, registered investment adviser, outsourced compliance provider, or private fund manager.
• Strong experience drafting, updating, implementing, and maintaining Compliance Policies & Procedures.
• Hands-on experience preparing, drafting, filing, and updating Form ADV disclosures, including significant involvement with Form ADV Part 2 brochures and brochure supplements.
• Demonstrated ownership of Form ADV filings, amendments, annual updates, and ongoing disclosure maintenance.
• Strong understanding of SEC investment adviser regulations and adviser compliance programs.
• Experience supporting regulatory filings, compliance testing, annual reviews, and ongoing compliance monitoring.
• Experience reviewing marketing materials and administering Code of Ethics programs.
• Excellent written communication and organizational skills.
• Ability to manage multiple client relationships and work independently in a remote environment.
• Exposure to private funds, alternative investments, and investment adviser compliance is highly preferred.