Compliance (Monitoring and Surveillance) -
Compliance Monitoring - Global Asset Management firm
My client is a leading and growing Global Asset Management and we are recruiting for a Compliance professional to be based in the Singapore office. You will be given the opportunity to support the business and work closely with stakeholders in the market. We are looking for candidates who are looking to scale their career in a leading name in the industry.
Responsibilities for this Compliance Monitoring - Global Asset Management firm
- Lead the implementation and regionalization of compliance monitoring and surveillance programs, ensuring consistent standards and methodologies across local business units.
- Provide guidance and oversight to local compliance teams on Compliance Monitoring planning and testing activities, ensuring quality and consistency of execution.
- Drive process optimization, automation, and data analytics initiatives to improve efficiency and effectiveness of compliance monitoring and surveillance activities across the region.
Requirements for this Compliance Monitoring - Global Asset Management firm
- 4 years of experience in an Asset Management / Wealth Management or Investment Banking Compliance or related testing and surveillance activities
- Excellent communication skills, both verbal and written.
- Analytical mindset, attention to detail, and the ability to think critically and strategically.
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