Compliance Manager / Vice President - Compliance Advisory
CLIENT BACKGROUND
Our client is a well-established financial services platform with a strong presence in Hong Kong and the wider Asia-Pacific region. The organisation is known for its commitment to strong governance, regulatory excellence, and a collaborative working environment.
As part of its continued growth, the firm is seeking an experienced compliance professional with a regulatory background to join its Compliance team and support ongoing business and regulatory initiatives.
JOB RESPONSIBILITY
- Provide compliance and regulatory advisory support across business activities and strategic initiatives.
- Act as a key point of contact for internal stakeholders on regulatory requirements, compliance matters, and governance-related issues.
- Interpret and advise on applicable rules, regulations, and regulatory developments impacting the business.
- Work closely with business, legal, risk, and control functions to assess and manage regulatory risks.
- Support the review of business activities, policies, procedures, and internal controls to ensure alignment with regulatory expectations.
- Assist with regulatory enquiries, inspections, and ongoing engagement with relevant authorities where required.
- Contribute to compliance projects, regulatory change initiatives, and framework enhancements.
- Promote a strong compliance culture through effective stakeholder engagement and advisory support.
JOB REQUIREMENTS
- Previous experience gained from the Hong Kong regulatory environment, with candidates from the Securities and Futures Commission (SFC) particularly encouraged to apply.
- Solid understanding of Hong Kong's financial services regulatory framework and regulatory expectations.
- Exposure to corporate finance, investment management, asset management, or related financial services sectors would be advantageous.
- Experience providing regulatory interpretation, advisory support, or oversight within a regulatory body, financial institution, or professional services environment.
- Strong analytical and problem-solving skills with the ability to provide practical, risk-based solutions.
- Excellent communication and stakeholder management capabilities.
- Ability to work independently while collaborating effectively across multiple functions.
- Bachelor's degree or relevant professional qualification preferred.
FAQs
Congratulations, we understand that taking the time to apply is a big step. When you apply, your details go directly to the consultant who is sourcing talent. Due to demand, we may not get back to all applicants that have applied. However, we always keep your CV and details on file so when we see similar roles or see skillsets that drive growth in organisations, we will always reach out to discuss opportunities.
Yes. Even if this role isn’t a perfect match, applying allows us to understand your expertise and ambitions, ensuring you're on our radar for the right opportunity when it arises.
We also work in several ways, firstly we advertise our roles available on our site, however, often due to confidentiality we may not post all. We also work with clients who are more focused on skills and understanding what is required to future-proof their business.
That's why we recommend registering your cv so you can be considered for roles that have yet to be created.
Yes, we help with cv and interview preparation. From customised support on how to optimise your resume to interview preparation and compensation negotiations, we advocate for you throughout your next career move.