Trading & Markets Compliance - Hedge Fund
My client is a multi-strategy hedge fund looking to hire for their Compliance team based in Singapore.
Key Responsibilities
- Oversee the firm's compliance framework in Singapore
- Manage any ongoing obligations associated with licensing, including documentation, reporting, and communication with regulatory authorities.
- Develop, implement, and maintain compliance policies and procedures related to trading activities across multiple strategies
- Monitor daily trading activities to ensure compliance with internal policies, MAS requirements, and applicable international regulations.
- Conduct regular compliance reviews, risk assessments, and surveillance to identify potential breaches or areas for improvement.
- Provide guidance and training to investment and operations teams on regulatory requirements, trading compliance, and best practices.
- Liaise with external auditors, legal counsel, and regulators as needed for compliance matters, investigations, or audits.
- Stay abreast of regulatory developments in Singapore and globally
- Prepare and submit regulatory filings and reports in a timely and accurate manner.
- Lead the response to compliance incidents, investigations, and remedial actions, ensuring timely resolution and documentation.
Qualifications & Experience
- Bachelor's degree in Finance, Business, or a related field.
- 5-12 years of compliance experience in a hedge fund, HFT, or a bank
- Trading and markets advisory background
- Excellent communication, analytical, and problem-solving skills.
EA R1981013
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