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Found 2 jobs
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- Columbus
- Negotiable
- Posted 4 days ago
About The Role: A fast growing asset manager is looking to bring on a Senior Compliance Officer that reports directly into the Chief Compliance Officer. This position provides growth opportunity and will recieve direct exposure to senior leadership. Responsibilities: Aid in overseeing the Complia...
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- Columbus
- Negotiable
- Posted 11 days ago
Responsibilities: Supporting the General Counsel and Chief Compliance Officer in maintaining policies and adhering to federal/state securities laws, regulations, and disclosure requirements and conduct regular assessments to identify compliance risks. Research and advise on securities transaction...