Regulatory Compliance Officer Jobs in Usa

Company Larson Maddox is partnered with a leading community solar company committed to delivering sustainable energy solutions to local communities across the United States. Our client specializes in the development, financing, and management of community solar projects that make clean energy accessible and affordable. With experienced founders, st...

Attorney's!! A legal services organization is hiring remote attorneys to handle administrative agency charges and attorney demand letters from start to finish. The role emphasizes high-quality legal work without the pressures of a shareholder track.Key ResponsibilitiesDefend clients in administrative agency matters.Draft position statements and res...

I'm collaborating with a rapidly expanding financial institution that's looking to add a Senior Regulatory Reporting Specialist to their team. This position will have direct responsibility for preparing and submitting key regulatory filings, including the monthly FOCUS reports and the 15c3-3 reserve computations. The role involves regular communic...

Job Title: Trade Surveillance Compliance Analyst Location: Miami, Florida Employment Type: Full-TimeAbout the Role: Our Client, a leading global investment management firm, is seeking a highly motivated and detail-oriented Trade Surveillance Compliance Analyst to join their Compliance team in Miami. This role is critical to ensuring the integrity o...

Job Title: Broker-Dealer Regulatory Reporting Controller Location: Jersey City, NJ & Manhattan, NY Employment Type: Full-TimeAbout the Role: Our Client, a prominent global financial institution, is seeking a Broker-Dealer Regulatory Reporting Controller to join its Finance team. This role is responsible for ensuring accurate and timely regulatory f...