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Found 25 jobs
    • New York
    • US$200000 - US$300000 per annum
    • Posted about 16 hours ago

    THE ROLE: Expertise in CFTC Swap Dealer and SEC Security-Based Swap Dealer rules. Leading a global team that oversees regulatory requirements and control frameworks. Has experience providing advisory guidance for complex regulations, conducting risk assessments, testing and regulatory implementat...

    • New York
    • US$11000 - US$160000 per annum
    • Posted about 16 hours ago

    JOB TITLE - Control Room Compliance Officer STRUCTURE - Hybrid JOB SUMMARY: Include, but are not limited to: Provide Firm Compliance policy guidance with respect to Information Barriers and Investment Banking Conflicts of Interest. Conduct training on the Firm's policies and procedures relating t...

    • New York
    • US$200000 - US$350000 per annum
    • Posted about 16 hours ago

    A Business to Business (B2B) payments tool is hiring a Chief Compliance Officer in the New York City Office. Location: Hybrid in New York City The Chief Compliance Officer will be responsible for developing and supporting the implementation of a program to ensure compliance with all relevant lega...

    • New York
    • US$250000 - US$350000 per annum
    • Posted 2 days ago

    A top law firm known for its transactional practice is looking to add a Senior Associate to its Private Equity M&A practice group. This position will sit out of the New York office and will interface directly with the partners and their clients, including major real estate developers, healthcare ...

    • New York
    • US$200000 - US$250000 per annum
    • Posted 2 days ago

    Director of AML - Broker Dealer Our client, a global Banking groups, is looking to hire an experienced AML professional at a Director level to provide specialist AML advice and guidance to senior leaders and key members of the firms substantial Capital Markets and Broker Dealer business arms. The...

    • Melville
    • £100000 - £150000 per annum
    • Posted 7 days ago

    We have partnered with a Large Global Manufacturer that specializes in electrical products, lighting controls, data networks, and energy management solutions. With a history spanning over 115 years, this company offers top of the line products and services that drive innovation and sustainability...

    • New York
    • US$100000 - US$115000 per annum
    • Posted 9 days ago

    Our Client: This growing financial institution has the a goal to give investors tactics for realizing China's significance as a crucial component of a well-planned investment portfolio. Their team manages about $8.7 billion in assets as of December 2023, aims to offer first-to-market, creative st...

    • New York
    • Negotiable
    • Posted 10 days ago

    We are partnering with a leading Expert Networking Firm to source for a motivated and ambitious Manager - Content Compliance. The manager will have 5 direct reports with the opportunity to shape the culture of the team. The ideal candidate should be comfortable interacting with internal & externa...

    • New York
    • US$110000 - US$150000 per annum
    • Posted 10 days ago

    Our Client, a leading broker dealer firm, is looking for a Compliance Officer to join their team. This firm provides traders with cutting-edge technology, offering lightning-fast direct access to equity markets through proprietary software and API connectivity. Their streamlined and efficient ope...

    • New York
    • US$110000 - US$150000 per annum
    • Posted 10 days ago

    Our Client, a leading broker dealer firm, is looking for a Compliance Officer to join their team. This firm provides traders with cutting-edge technology, offering lightning-fast direct access to equity markets through proprietary software and API connectivity. Their streamlined and efficient ope...

    • New York
    • US$100001 - US$130000 per annum
    • Posted 10 days ago

    A top hedge fund is in need of a Compliance Analyst to reinforce their legal and compliance team, ensuring strict adherence to regulatory standards across business activities. This role offers exposure to trading, operations, and software development units, with opportunities to tackle real-time ...

    • New York
    • US$100001 - US$130000 per annum
    • Posted 14 days ago

    A top hedge fund is in need of a Compliance Analyst to reinforce their legal and compliance team, ensuring strict adherence to regulatory standards across business activities. This role offers exposure to trading, operations, and software development units, with opportunities to tackle real-time ...

    • New York
    • US$100001 - US$130000 per annum
    • Posted 14 days ago

    A top hedge fund is in need of a Compliance Analyst to reinforce their legal and compliance team, ensuring strict adherence to regulatory standards across business activities. This role offers exposure to trading, operations, and software development units, with opportunities to tackle real-time ...

    • New York
    • US$100000 - US$155000 per annum
    • Posted 15 days ago

    A dynamic Trading firm is on the lookout for a dedicated Compliance Associate based in the heart of NYC. As a member of their compliance team, you'll be instrumental in crafting, implementing, and enhancing the framework of policies and procedures to ensure the firm's full compliance with legal a...

    • New York
    • US$240000 - US$340000 per annum
    • Posted 20 days ago

    We are looking for a skilled litigation Attorney with a minimum of 6 years of diverse litigation or clerking experience to join the team. The ideal candidate will have a proven track record in litigation involving commercial real estate, construction defect claims, construction delay claims, cons...

    • New York
    • US$100000 - US$115000 per annum
    • Posted 20 days ago

    Our Client: This growing financial institution has the a goal to give investors tactics for realizing China's significance as a crucial component of a well-planned investment portfolio. Their team manages about $8.7 billion in assets as of December 2023, aims to offer first-to-market, creative st...

    • Manhattan
    • US$140000 - US$200000 per annum
    • Posted 20 days ago

    A dynamic and rapidly growing solar company at the forefront of renewable energy innovation is looking for a Project Finance Counsel. Their mission is to accelerate the global transition to clean and sustainable energy sources by developing and operating solar projects that make a positive impact...

    • Manhattan
    • US$140000 - US$200000 per annum
    • Posted 20 days ago

    Company Overview: Our Client is a leading solar distributed generation company committed to advancing renewable energy solutions and sustainability. With a focus on innovation and cutting-edge technology, they specialize in developing, financing, and operating solar projects across various market...

    • New York
    • US$110000 - US$150000 per annum
    • Posted 21 days ago

    Our Client, a leading broker dealer firm, is looking for a Compliance Officer to join their team. This firm provides traders with cutting-edge technology, offering lightning-fast direct access to equity markets through proprietary software and API connectivity. Their streamlined and efficient ope...

    • New York
    • US$110000 - US$150000 per annum
    • Posted 21 days ago

    Our Client, a leading broker dealer firm, is looking for a Compliance Officer to join their team. This firm provides traders with cutting-edge technology, offering lightning-fast direct access to equity markets through proprietary software and API connectivity. Their streamlined and efficient ope...

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