Regulatory Jobs in New Jersey

Job Title: Broker-Dealer Regulatory Reporting Controller Location: Jersey City, NJ & Manhattan, NY Employment Type: Full-TimeAbout the Role: Our Client, a prominent global financial institution, is seeking a Broker-Dealer Regulatory Reporting Controller to join its Finance team. This role is responsible for ensuring accurate and timely regulatory f...

Role OverviewJoin a dynamic Regulatory Relations team supporting compliance and engagement efforts for a group of regulated entities, including global trade repository operations. This role plays a key part in managing interactions with domestic and international regulatory bodies and ensuring timely, accurate responses to regulatory inquiries.Loca...

Client Engagement AssociateLocation: New York, NY Salary Range: $80,000 - $90,000About the CompanyOur client is a global leader in market infrastructure, connecting participants to financial and commodities markets worldwide. The organization delivers innovative data solutions, fosters market liquidity, and enables improved price discovery through ...

Director of AML - Broker DealerOur client, a global Banking group, is looking to hire an experienced AML professional at an Executive Director level to provide specialist AML advice and guidance to senior leaders and key members of the firms substantial Capital Markets and Broker Dealer business arms. The firm are one of the world's largest banking...

An exciting startup FinTech in the banking, cards and lending space is seeking a dedicated Chief Compliance Officer to join their firm as they continue their targeted growth and expansion. The firm successfully raised a Series B funding round and has grown their customer base deeper in key markets while also adding new products and offerings. This ...