Regulatory Jobs in New Jersey
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Strucured Finance Attorney
My client, a highly regarded finance-focused boutique law firm, is seeking an Associate or Counsel to join its growing Asset Securitization and Structured Finance practice. This opportunity is available in New York, Chicago, Charlotte, or Washington, DC.This is an exceptional opportunity to work on sophisticated financing transactions alongside a n...
Trade Compliance Director
This individual leads the global trade compliance function for a large multinational industrial manufacturing business, with responsibility for developing and executing import and export compliance strategies across multiple domestic and international locations. The role serves as the primary trade compliance advisor to business leadership, legal, ...
Compliance Officer
A growing investment management firm is seeking a Compliance Officer to support a broad range of regulatory, marketing, and advisory compliance initiatives. This individual will work closely with business leaders and serve as a key compliance partner on fundraising activities, product development, and firm-wide regulatory matters. This role will re...
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Senior Compliance Officer #2 to CCO
AboutInternational financial services firm seeking a Senior Compliance Advisory Officer to support a FINRA-regulated broker-dealer and broader global business activities. This individual will serve as a key compliance partner to front-office and business stakeholders, providing practical regulatory guidance across U.S. securities laws, cross-border...
Compliance Testing Manager
A leading global investment bank is seeking an experienced Compliance Testing Manager to join its independent Compliance function. This individual will play a key role in assessing the effectiveness of the bank's compliance framework, evaluating regulatory controls, and providing independent assurance to senior management regarding compliance risks...
Director of Training & Knowledge Management
Director, Training & Knowledge ManagementLocation: Remote (U.S.)Compensation: $125,000 - $175,000 Base SalaryEmployment Type: Full-TimeAbout Our ClientOur client is a rapidly growing consulting firm focused on supporting private funds and other investment management organizations with regulatory, compliance, and operational advisory needs. As the f...