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Regulatory Jobs in New Jersey

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Private Funds Compliance Officer
New York$160,000 - $180,000 USD a year

Compliance Officer - Private FundsLocation: Fully Remote (U.S.-Based) Compensation: $160,000 - $180,000 Base Salary + BonusOur client is seeking a Compliance Officer to support a diverse client base of private equity, venture capital, hedge funds, private credit funds, and other alternative investment managers. This role offers the opportunity to w...

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Senior Compliance Officer
New York$175,000 - $225,000 USD a year

Senior Compliance Officer New York City | Hybrid | $175,000-225,000 Base SalaryOur client, a highly regarded financial services organization, is seeking a Senior Compliance Officer to step into a visible advisory role supporting institutional equities, foreign sales, and broker-dealer business activities. This is an opportunity to work directly wit...

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Regulatory Reporting Director
New York$180,000 - $200,000 USD a year

A leading global wholesale bank is seeking a Regulatory Reporting Director to lead regulatory capital and financial reporting activities for its U.S. broker-dealer entity. This is a highly visible leadership position with significant exposure to executive management, Finance, Treasury, Risk, Compliance, Internal Audit, and regulators.The successful...

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Strucured Finance Attorney
New York$260,000 - $450,000 USD a year

My client, a highly regarded finance-focused boutique law firm, is seeking an Associate or Counsel to join its growing Asset Securitization and Structured Finance practice. This opportunity is available in New York, Chicago, Charlotte, or Washington, DC.This is an exceptional opportunity to work on sophisticated financing transactions alongside a n...

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Compliance Officer
New York$180,000 - $200,000 USD a year

A growing investment management firm is seeking a Compliance Officer to support a broad range of regulatory, marketing, and advisory compliance initiatives. This individual will work closely with business leaders and serve as a key compliance partner on fundraising activities, product development, and firm-wide regulatory matters. This role will re...

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Director of Training & Knowledge Management
New York$125,000 - $175,000 USD a year

Director, Training & Knowledge ManagementLocation: Remote (U.S.)Compensation: $125,000 - $175,000 Base SalaryEmployment Type: Full-TimeAbout Our ClientOur client is a rapidly growing consulting firm focused on supporting private funds and other investment management organizations with regulatory, compliance, and operational advisory needs. As the f...

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