Regulatory Jobs in New Jersey
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Compliance Analyst Quantitative and Algorithmic Trading
Compliance Analyst - Quantitative & Algorithmic Trading Role ResponsibilitiesProvide oversight and support for compliance processes related to quantitative and algorithm-driven trading strategies across investment teamsConduct reviews of trading activities and systematic strategies, including initial onboarding and ongoing assessments, to evaluate ...
Compliance Monitoring and Testing Associate
Monitoring & Testing AssociateHybrid - New York Compensation: $100,000 - $135,000OverviewA top bank is looking for a Monitoring & Testing Associate to support its Compliance Monitoring & Testing program. This role focuses on evaluating internal controls, identifying risks, and ensuring business activities align with regulatory expectations and inte...
Compliance Specialist, Credit Portfolio Management
Compliance Specialist - Credit Portfolio ManagementA global investment organization is seeking a Compliance Specialist to support its U.S. Credit Portfolio Management activities, including CLO management and illiquid credit strategies. This role provides direct coverage to investment teams and collaborates with Compliance colleagues across regions ...
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VP, Equities Compliance
Vice President, Equities ComplianceOverviewOur client, a global investment bank, is seeking a Vice President to join its Trading and Surveillance team within the Compliance Department. The successful candidate will play a key role in reviewing surveillance reports, investigating potential rule or law violations, and providing compliance support to ...
Vice President, Compliance
Vice President, ComplianceLocation: New York, NY | Hybrid Compensation: $150,000-$200,000OverviewWe are seeking an experienced Vice President of Compliance to support compliance activities related to transactional oversight, information‑barrier management, and broader governance matters within a financial services environment.This role works closel...
Compliance Monitoring and Testing Associate
Monitoring & Testing AssociateHybrid - New York Compensation: $100,000 - $135,000OverviewA top bank is looking for a Monitoring & Testing Associate to support its Compliance Monitoring & Testing program. This role focuses on evaluating internal controls, identifying risks, and ensuring business activities align with regulatory expectations and inte...