Regulatory Jobs in New Jersey
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Regulatory Reporting Specialist (CAT, TRACE, LOPR)
A technology-driven financial services firm is seeking a Regulatory Reporting Associate to join its Compliance function. This role is responsible for supporting the firm's U.S. regulatory reporting obligations, with a primary focus on CAT, TRACE, and Large Options Position Reporting (LOPR). Working closely with Compliance, Operations, Technology, a...
Compliance Officer
Investment Compliance OfficerLocation: New York City, NY (Hybrid) Compensation: $150,000 - $180,000 + BonusA leading institutional investment organization is seeking an experienced compliance professional to support its investment compliance program. This role offers broad exposure across regulatory compliance, investment advisory activities, and ...
Compliance Business Manager
Compliance Business Manager (Remote - U.S.)A boutique consulting firm specializing in private fund compliance is seeking a highly capable Compliance Business Manager to support the Chief Compliance Officer (CCO) and senior leadership. The firm provides high‑touch, customized compliance solutions to private equity, hedge funds, venture capital, and ...
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Senior Compliance Officer
A global proprietary trading firm is seeking a Senior Compliance Officer to partner closely with the Chief Compliance Officer during a period of significant growth. The firm operates across exchange-traded products and leverages data-driven trading strategies in a fast-paced, technology-led environment. This role offers broad exposure to global reg...
Compliance Analyst
Compliance AnalystOverview A leading investment firm is seeking a Compliance Analyst to support its trading compliance function. This role will focus on oversight of trading activities, including systematic and technology-driven strategies, while working closely with investment and operational teams.ResponsibilitiesSupport day-to-day compliance cov...
Compliance Officer and Counsel
A boutique quantitative investment management firm is seeking a hybrid legal and compliance professional to support its trading platform and upcoming growth. The organization operates at the intersection of advanced analytics, technology, and systematic investing. This role combines day-to-day legal oversight with ownership of the firm's compliance...