Regulatory Jobs in New Jersey
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Compliance Officer, Private Equity
A growing private equity firm and asset manager is seeking a Compliance Officer to support the firm's growing advisory program. This role is central to maintaining a strong governance framework across private equity, credit, insurance‑related strategies, and other alternative investment products. The ideal candidate brings a deep understanding of f...
Head of US Compliance
A leading insurance and reinsurance organization is seeking a senior compliance leader to oversee U.S. regulatory compliance across multiple licensed entities. This role provides strategic direction for the compliance program, ensuring alignment with federal and state requirements, NAIC standards, and internal governance frameworks. The position pa...
Compliance Monitoring and Testing Associate
Monitoring & Testing AssociateHybrid - New York Compensation: $100,000 - $135,000OverviewA top bank is looking for a Monitoring & Testing Associate to support its Compliance Monitoring & Testing program. This role focuses on evaluating internal controls, identifying risks, and ensuring business activities align with regulatory expectations and inte...
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Chief Compliance Officer
A global financial institution with a longstanding U.S. presence is seeking a seasoned Compliance leader to oversee its New York-based branch and affiliated broker‑dealer. The firm operates across commercial banking, markets, and securities activities, and maintains a strong commitment to regulatory expectations in both the U.S. and its head‑office...
Senior Compliance Associate, International Sales
Senior Compliance Associate, International Sales A global financial institution is seeking a Senior Compliance Associate to support its International Sales and Sales Trading functions. This role focuses on providing day‑to‑day compliance coverage for cross‑border equity activity, including review of international offerings, oversight of communicati...
Compliance Officer Quant Trading and Analytics
Compliance Officer - Quant Trading and AnalyticsLocation: New York, NYAbout the RoleWe're looking for a highly analytical Compliance Officer - Quant Trading and Analytics to support day‑to‑day compliance operations with a strong focus on data analysis, trade review, and supporting quantitative and algorithmic trading workflows. This role is hands‑o...