Regulatory Jobs in New Jersey

Head of Fixed Income ComplianceOur client, an international Capital Markets group, is looking to hire an experienced Compliance professional at either senior Executive Director or junior Managing Director level who will provide leadership and direction to a specialist Compliance Advisory team whose mandate is the provision of Fixed Income Complianc...

Controller - Civil Engineering Firm Location: Hybrid (2-3 days/week onsite) - New York CitySalary: $175,000-$200,000 base + bonus potentialExperience: 10+ years in AEC financeCredential: CPA required (no exceptions) About the CompanyOur client is a mission-driven civil engineering firm headquartered in New York City, dedicated to advancing sustaina...

KYC Associate - Financial Institution (On-site, New York City)Salary Range: $65,000 - $70,000/yearA global financial institution with a wholesale and investment banking presence in New York City is seeking a KYC Associate to support its Know Your Customer (KYC) and Customer Due Diligence (CDD) program. This on-site role ensures client profiles are ...

Job Title: Broker-Dealer Regulatory Reporting Controller Location: Jersey City, NJ & Manhattan, NY Employment Type: Full-TimeAbout the Role: Our Client, a prominent global financial institution, is seeking a Broker-Dealer Regulatory Reporting Controller to join its Finance team. This role is responsible for ensuring accurate and timely regulatory f...

Role OverviewJoin a dynamic Regulatory Relations team supporting compliance and engagement efforts for a group of regulated entities, including global trade repository operations. This role plays a key part in managing interactions with domestic and international regulatory bodies and ensuring timely, accurate responses to regulatory inquiries.Loca...