Part of Phaidon International
Part of Phaidon International
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Senior Compliance Officer New York City | Hybrid | $175,000-225,000 Base SalaryOur client, a highly regarded financial services organization, is seeking a Senior Compliance Officer to step into a visible advisory role supporting institutional equities, foreign sales, and broker-dealer business activities. This is an opportunity to work directly wit...
A leading global wholesale bank is seeking a Regulatory Reporting Director to lead regulatory capital and financial reporting activities for its U.S. broker-dealer entity. This is a highly visible leadership position with significant exposure to executive management, Finance, Treasury, Risk, Compliance, Internal Audit, and regulators.The successful...
My client, a highly regarded finance-focused boutique law firm, is seeking an Associate or Counsel to join its growing Asset Securitization and Structured Finance practice. This opportunity is available in New York, Chicago, Charlotte, or Washington, DC.This is an exceptional opportunity to work on sophisticated financing transactions alongside a n...
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A growing investment management firm is seeking a Compliance Officer to support a broad range of regulatory, marketing, and advisory compliance initiatives. This individual will work closely with business leaders and serve as a key compliance partner on fundraising activities, product development, and firm-wide regulatory matters. This role will re...
Director, Training & Knowledge ManagementLocation: Remote (U.S.)Compensation: $125,000 - $175,000 Base SalaryEmployment Type: Full-TimeAbout Our ClientOur client is a rapidly growing consulting firm focused on supporting private funds and other investment management organizations with regulatory, compliance, and operational advisory needs. As the f...
A leading global investment bank is seeking an experienced Compliance Testing Manager to join its independent Compliance function. This individual will play a key role in assessing the effectiveness of the bank's compliance framework, evaluating regulatory controls, and providing independent assurance to senior management regarding compliance risks...