Regulatory Jobs in New Jersey
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Client Services Representative
Our client is an East Coast-based fintech company, specializing in cutting-edge cash management technology designed for institutional Registered Investment Advisor (RIA) clients. With over 800 clients and a strong focus on growth, they are looking to expand their team to ensure provision of top-notch support to clients as they continue scaling. Job...
Head of BSA, AML, and Financial Crimes Capital Markets
A global bank is seeking a financial crimes executive to serve as BSA Officer for the capital markets business and broker dealer of the firm. An ideal candidate will have experience dealing with related financial crimes program management and is capabale of making appropraite enhancements and implementing any policy changes. Experience with AML, Sa...
Manager of Compliance
We are currently partnered with a growing manufacturing company who is looking to hire a Manager of Compliance for their office in Northern New Jersey. With a focus on providing a wide range of high-quality products, it caters to the diverse needs of consumers, blending functionality with style. The company is recognized for its commitment to makin...
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Marketing Compliance Associate
A private equity firm in the NYC area is looking to hire a Compliance Associate. The person in this role will oversee the review of marketing materials, due diligence responses, and investor communications, ensuring they comply with U.S. regulations and internal policies. The role involves collaborating with investor relations and business teams to...
Privacy Compliance & Operations Manager
A leading bank is looking for an experienced candidate to join their US Privacy Office and help drive a culture of privacy compliance. As the Privacy Compliance Governance & Operations Manager, you'll guide data privacy initiatives and support privacy programs from a governance perspective. Key responsibilities include reviewing Data Privacy Impact...
Underwriting Compliance Manager
Position: Underwriting Counsel - Title InsuranceLocation: Hybrid - 3 days in office (Midtown, New York City)Base Salary: $185,000 - $215,000/year + CommissionsIndustry: Title Insurance We're partnering with a leading title insurance company in New York City that is looking to add an experienced Underwriting Counsel to their team. This is a key role...