Regulatory Jobs in Financial Services
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Compliance Officer Global Quantitative Trading Firm
We are seeking a Compliance professional to join the APAC Compliance team of a global quantitative trading firm.This role will play a central part in overseeing and enhancing the regional Compliance programme, with a focus on governance, performance oversight, and driving global and cross-regional initiatives. The successful candidate will collabo...
Compliance Analyst
Compliance AnalystOur client, a rapidly growing wealth management firm, is seeking a Compliance Analyst to support its expanding oversight and supervisory functions. This role focuses on reviewing financial activity, identifying potential risks, and helping ensure the firm maintains strong adherence to regulatory expectations. The analyst will eval...
Senior Compliance Manager-National Insurance Company
About the RoleA national Property and Causlty Insurance Company is seeking a dynamic leader to drive their compliance operations and make a meaningful impact across the organization. In this role, you will oversee critical compliance functions, lead a high-performing team, and ensure adherence to evolving regulatory requirements in a fast-paced, c...
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Senior Compliance Officer
Senior Compliance Officer - Fixed Income Markets (On‑Site NYC)Base Salary: $200,000-$250,000 + Competitive BonusA leading global financial institution is seeking an experienced Senior Compliance Officer to support its fixed income trading and sales businesses. This is a high‑visibility, front‑office-facing role responsible for providing real‑time r...
Vice President, Compliance
Vice President, ComplianceLocation: New York, NY | Hybrid Compensation: $150,000-$200,000OverviewWe are seeking an experienced Vice President of Compliance to support compliance activities related to transactional oversight, information‑barrier management, and broader governance matters within a financial services environment.This role works closel...
Compliance Officer
Now Hiring: Compliance Officer - Investment Management (Atlanta, GA)Location: Atlanta, GA (On-site) Employment Type: Full-Time Compensation: $120,000 - $160,000 (experience-based)About the OpportunityJoin a rapidly growing boutique investment management firm. In this role, you'll work directly with the Managing Partners and senior leadership, shapi...