Regulatory jobs

Found 49 jobs
    • Singapore
    • Negotiable
    • Posted about 4 hours ago

    My client is a leading and growing Crypto/Blockchain Firm and we are recruiting for a Transaction Monitoring professional. Responsibilities Analyze data to assess and report on financial crimes Perform investigative research on companies/individuals Independently review alerts related to adverse ...

    • United States of America
    • Negotiable
    • Posted 4 days ago

    Job Opportunity: Privacy Compliance Governance & Operations Manager (US) Are you passionate about privacy compliance and governance? Join a dynamic team in the US Privacy Office and play a pivotal role in driving a culture of compliance with privacy laws and regulations. The US Privacy Office is ...

    • Hong Kong
    • US$600000 - US$720000 per annum
    • Posted 4 days ago

    Company Overview: Our client, a leading Hong Kong-based private equity firm, is seeking a Legal and Compliance Manager to oversee regulatory compliance and fund management. The base salary for this position ranges from 50,000 HKD to 60,000 HKD. Responsibilities: Manage legal and compliance aspect...

    • Hong Kong
    • HK$840000 - HK$960000 per annum
    • Posted 4 days ago

    CLIENT BACKGROUND Our client is a top-tier Chinese Investment Bank. The ideal candidate will have a comprehensive background in anti-money laundering (AML) and advisory, with a strong preference for experience in system enhancement. This role is critical in ensuring our operations comply with AML...

    • New York
    • US$120000 - US$150000 per annum
    • Posted 5 days ago

    A prominent firm in the investment banking and capital markets sector is looking for an Internal Compliance Officer to join the team. This firm is widely regarded as a leader in the space and is consistently at the top of league tables within the Finance industry. You will be part of a tight-knit...

    • Philadelphia
    • US$100000 - US$130000 per annum
    • Posted 5 days ago

    The Compliance Oversight Manager - Retail Cards provides advice, support, and guidance to assigned portfolios, businesses, or functions, ensuring compliance with the Bank's risk philosophy and strategic direction. Responsibilities Independently manages compliance for the bank's retail credit card...

    • Miami
    • US$150000 - US$250000 per annum
    • Posted 5 days ago

    An innovative alternative asset management firm based in Miami is growing its team and looking to add a Compliance Officer to spearhead its compliance initiatives. The role reports directly to the Chief Compliance Officer and offers the opportunity to lead and shape the compliance team, ensuring ...

    • Philadelphia
    • US$140000 - US$150000 per annum + Bonus
    • Posted 5 days ago

    Our client, one of America's largest Banking groups, is looking to hire an experienced Compliance professional at a Manager / Vice President level to lead specialist Compliance engagements across the firms substantial Mortgage business covering focusing on Mortgage Originations. The firm are one ...

    • New York
    • US$100000 - US$130000 per annum
    • Posted 6 days ago

    Job Title: Privacy Operations Lead Location: New York or New Jersey (Hybrid / In-office) Base Salary: $100,000 - $130,000 per year Company Overview: Our client is a leading financial institution with a strong reputation in the banking industry. They are committed to maintaining the highest standa...

    • New York
    • US$100000 - US$130000 per annum
    • Posted 6 days ago

    Job Title: Senior Compliance Manager - Credit Cards (Consumer Lending) Location: New York or New Jersey (Hybrid / In-office) Base Salary: $100,000 - $130,000 per year Company Overview: Our client is a leading financial institution, committed to providing top-tier consumer lending solutions. With ...

    • New York
    • US$80000 - US$90000 per annum
    • Posted 6 days ago

    Job Title: Sales Development Representative (SDR) - Fintech Firm (RIA Clients) Location: New York City Reports to: Sales Manager Department: Sales Salary: $80,000-90,000/yr About the Firm: Our client is a fast-growing fintech firm providing innovative financial solutions to institutional Register...

    • New York
    • Negotiable
    • Posted 7 days ago

    An esteemed financial services institution is looking for an experienced Compliance Manager with a strong background in retail banking compliance to join the team. Reporting directly to the VP of Compliance, this role will serve as the SME for the retail credit card team. The role involves indepe...

    • New York
    • US$140000 - US$150000 per annum + Bonus
    • Posted 7 days ago

    Compliance Testing Manager - Consumer Banking Our client, one of America's largest Banking groups, is looking to hire an experienced Compliance professional at a Manager / Vice President level to lead specialist Compliance Testing engagements across the firms substantial Consumer Banking business...

    • New York
    • US$160000 - US$180000 per annum + Bonus
    • Posted 7 days ago

    Senior Compliance Advisory Manager - Community Reinvestment Act Our client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at a Senior Manager / Senior VP level to provide specialist Compliance advice and guidance to senior leaders and key membe...

    • New York
    • US$90000 - US$100000 per annum
    • Posted 11 days ago

    A prominent firm in the investment banking and capital markets sector is looking for an Internal Compliance Officer to join the team. This firm is widely regarded as a leader in the space and is consistently at the top of league tables within the Finance industry. You will be part of a tight-knit...

    • District of Columbia
    • US$85000 - US$95000 per annum
    • Posted 11 days ago

    We are currently partnered with a growing Register Investment Advisor/Broker Dealer looking to add to their compliance team. The Compliance Principal will support compliance operations and provide analytic support within a financial institution. Compliance Principal Essential Responsibilities: Ma...

    • New York
    • US$100000 - US$110000 per annum
    • Posted 11 days ago

    A global investment management firm is seeking a Compliance Associate to join the compliance team and work with the Chief Compliance Officer on the day-to-day compliance program. The role will be a generalist, getting exposure to multiple parts of the compliance program, such as Code of Ethics, m...

    • New York
    • US$90000 - US$100000 per annum
    • Posted 11 days ago

    A prominent firm in the investment banking and capital markets sector is looking for a Compliance Officer to join the team. This firm is widely regarded as a leader in the space and is consistently at the top of league tables within the Finance industry. You will be part of a tight-knit team that...

    • Dallas
    • Negotiable
    • Posted 13 days ago

    A leading player in the commercial aircraft leasing and financing sector, with a strong track record of providing innovative fleet and financing solutions globally, is looking to bring on a Senior Legal & Compliance Analyst to their growing team. With over 30 years of industry experience, this or...

    • Singapore
    • Negotiable
    • Posted 13 days ago

    My client is a mid-sized hedge fund in Singapore looking for an Operations associate. Key Responsibilities: Ensure all trades are accurately settled and reconciled Perform daily reconciliation of trades and portfolio positions between in-house systems and external parties. Review and interpret te...

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