Regulatory Jobs in Financial Services in New Jersey
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Client Services Representative
Our client is an East Coast-based fintech company, specializing in cutting-edge cash management technology designed for institutional Registered Investment Advisor (RIA) clients. With over 800 clients and a strong focus on growth, they are looking to expand their team to ensure provision of top-notch support to clients as they continue scaling. Job...
Head of BSA, AML, and Financial Crimes Capital Markets
A global bank is seeking a financial crimes executive to serve as BSA Officer for the capital markets business and broker dealer of the firm. An ideal candidate will have experience dealing with related financial crimes program management and is capabale of making appropraite enhancements and implementing any policy changes. Experience with AML, Sa...
Marketing Compliance Associate
A private equity firm in the NYC area is looking to hire a Compliance Associate. The person in this role will oversee the review of marketing materials, due diligence responses, and investor communications, ensuring they comply with U.S. regulations and internal policies. The role involves collaborating with investor relations and business teams to...
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Underwriting Compliance Manager
Position: Underwriting Counsel - Title InsuranceLocation: Hybrid - 3 days in office (Midtown, New York City)Base Salary: $185,000 - $215,000/year + CommissionsIndustry: Title Insurance We're partnering with a leading title insurance company in New York City that is looking to add an experienced Underwriting Counsel to their team. This is a key role...
Chief Financial Officer
Job Title: Chief Financial Officer (CFO) Location: New York, NY (Hybrid, 3 days on-site) Salary: $225,000 - $275,000 base salary, plus annualized bonus Industry: Professional ServicesCompany Overview: A leading professional services firm in New York City is seeking a dynamic and experienced Chief Financial Officer (CFO) to join their team. The CFO ...
Compliance Manager Collections
Our client, one of America's largest Banking groups, is looking to hire an experienced Compliance professional at a Manager / Assistant Vice President level to lead specialist Compliance program and change engagements across the firms evolving Consumer & Small Lending business focusing on key 2LOD programs across the firms full suite of Consumer Le...