Compliance jobs

• Hong Kong
• Negotiable
• Posted about 1 hour ago

CLIENT BACKGROUND Our client is a service provider in the APAC Region. Has a team of 2 and are looking for a candidate for General and Regulatory Compliance experience. JOB RESPONSIBILITY Develop and implement compliance policies and procedures in line with applicable regulations, including FATCA...

• Hong Kong
• HK$400000 - HK$400001 per annum
• Posted about 2 hours ago

CLIENT BACKGROUND Our client is one of the largest asset management firm in the APAC Region. Has a team of 6 and are looking for a candidate for General and Regulatory Compliance experience. JOB RESPONSIBILITY * Handle corporate and individual SFC licensing applications； * Arrange compliance trai...

• New York
• US$100000 - US$150000 per annum
• Posted 3 days ago

A leading tech giant is looking to bring on a Senior Internal Auditor to its Los Angeles or New York City team. This company has received global awards for entrepreneurship and is looking for a like-minded individual to contribute to the middle-and-back office functions that support the growth an...

• Chicago
• US$200000 - US$240000 per annum
• Posted 3 days ago

A mid sized bank is looking to add a Chief Compliance Officer to the team! In this role you will oversee the development, implementation, and maintenance of policies, reporting frameworks, procedures, and training programs for employees across the organization. This individual advises the Board o...

• New York
• US$70000 - US$85000 per annum
• Posted 4 days ago

A award-winning asset management firm in NYC is looking to bring on a Compliance Administrator to the global compliance team. The firm is looking for someone eager to gain a foundational skillset in the compliance space who will take advantage of the strong path of mobility up the global complian...

• California
• US$150000 - US$225000 per annum
• Posted 4 days ago

A leading tech giant is looking to bring on a Technology Auditor specializing in Payments Compliance & Data Privacy to its Los Angeles team. This company has received global awards for entrepreneurship and is looking for a like-minded individual to contribute to the middle-and-back office functio...

• Hong Kong
• Negotiable
• Posted 5 days ago

Company Overview: Our client is a reputable foreign hedge fund based in Hong Kong, with a strong track record of delivering exceptional investment results. They are currently seeking a skilled and experienced Accountant to join their dynamic team. Responsibilities: - Perform day-to-day accounting...

• Los Angeles
• Negotiable
• Posted 6 days ago

A leading tech giant is looking to bring on a Senior Internal Auditor to its Los Angeles or New York City team. This company has received global awards for entrepreneurship and is looking for a like-minded individual to contribute to the middle-and-back office functions that support the growth an...

• California
• Negotiable
• Posted 7 days ago

We are currently partnered with a leading tech giant on a Payments Compliance Tech Internal Audit role. This company has received global awards for entrepreneurship and is looking for a like-minded individual to contribute to the middle-and-back office functions that support the growth and risk m...

• Wichita
• US$75000 - US$100000 per annum
• Posted 7 days ago

A growing bank is looking to add a Fair Lending Officer to their team! While reporting to the CCO, this role is responsible for developing, implementing, and administering all aspects of the Bank's Fair Lending including various lending product lines. This role sits 5 days in office in Wichita, K...

• Austin
• US$95000 - US$130000 per annum
• Posted 7 days ago

A long standing community bank is looking to add a Compliance Officer to their team! In this role, you will be ensuring compliance with State and Federal consumer protection regulations. This role reports to the SVP of Compliance and sits 5 days in office in Austin, Texas. Responsibilities: Assis...

• District of Columbia
• Negotiable
• Posted 7 days ago

A Global Investment Management firm is seeking a Chief Compliance Officer and Counsel to oversee the firm's compliance function. Reporting to the General Counsel, the Chief Compliance Officer and Counsel will manage a team of compliance professionals and will advise on fund and investment related...

• Akron
• US$85000 - US$95000 per annum
• Posted 11 days ago

A well established Utilities company is looking to add on a Ethics and Compliance specialist to their Ethics and Compliance investigation team. This position will engage with different departments to foster trust, mitigate risks, uphold ethical business practices, develop policies and procedures,...

• Lawton
• Up to US$100000 per annum
• Posted 11 days ago

A bank in Oklahoma is looking to add a BSA Compliance Officer to their team! While reporting to the CFO, you will be responsible for ensuring that requirements of regulatory laws, Bank Secrecy Act (BSA) and Community Reinvestment Act (CRA) are being integrated in the bank's policies and procedure...

• New York
• US$200000 - US$300000 per annum
• Posted 12 days ago

THE ROLE: Expertise in CFTC Swap Dealer and SEC Security-Based Swap Dealer rules. Leading a global team that oversees regulatory requirements and control frameworks. Has experience providing advisory guidance for complex regulations, conducting risk assessments, testing and regulatory implementat...

• New York
• US$11000 - US$160000 per annum
• Posted 12 days ago

JOB TITLE - Control Room Compliance Officer STRUCTURE - Hybrid JOB SUMMARY: Include, but are not limited to: Provide Firm Compliance policy guidance with respect to Information Barriers and Investment Banking Conflicts of Interest. Conduct training on the Firm's policies and procedures relating t...

• San Francisco
• US$90000 - US$130000 per annum
• Posted 12 days ago

A Hedge Fund is seeking a Legal/Compliance Analyst with experience working for a registered investment adviser. This role will report to the General Counsel / Chief Compliance Officer (GC/CCO). Essential Duties and Responsibilities: Maintain and organize internal compliance books and records. Ret...

• Chicago
• US$130000 - US$180000 per annum
• Posted 18 days ago

Job Title: Deputy Chief Compliance Officer (DCCO) Company: A fast growing full service investment bank is looking to bring on a Deputy Chief Complinace Officer to their team. In this position you'll have the ability for growth and development with direct exposure to senior leadership. This role s...

• Lawton
• Up to US$100000 per annum
• Posted 20 days ago

A bank in Oklahoma is looking to add a BSA Compliance Officer to their team! While reporting to the CFO, you will be responsible for ensuring that requirements of regulatory laws, Bank Secrecy Act (BSA) and Community Reinvestment Act (CRA) are being integrated in the bank's policies and procedure...

• Boston
• US$170000 - US$190000 per annum
• Posted 20 days ago

Our client, a top Investment Management Firm located in Boston, is in search of a Senior Compliance Manager to add to their fast growing team. Responsibilities include supervising the development of the US compliance program, ensuring compliance with regulations, and collaborating with all staff....