Compliance jobs

• Hong Kong
• HK$600000 - HK$720000 per annum
• Posted 2 days ago

CLIENT BACKGROUND Our client is an International Corporate Bank. We are seeking an experienced AML & Compliance Manager to join our dynamic team in Hong Kong. The ideal candidate will have a strong background in compliance and anti-money laundering within the banking sector and a proven track rec...

• Hong Kong
• HK$600000 - HK$780000 per annum
• Posted 6 days ago

CLIENT BACKGROUND Our client is a leading Private Bank. We are seeking experienced KYC Talent to join the Onboarding team. In this role, you will be responsible for conducting comprehensive due diligence on high-net-worth clients, ensuring compliance with all relevant regulations and internal pol...

• Hong Kong
• HK$840000 - HK$900000 per annum
• Posted 7 days ago

CLIENT BACKGROUND Our client is a leading International Bank. We are seeking a Vice President for FICC Compliance to join our dynamic compliance team. This role is pivotal in ensuring adherence to regulatory requirements and internal policies. JOB RESPONSIBILITY Develop and implement comprehensiv...

• Hong Kong
• HK$240000 - HK$360000 per annum
• Posted 9 days ago

CLIENT BACKGROUND We are looking for an enthusiastic FCC Specialist to join our Financial Crime Compliance (FCC) team. This role focuses on transaction monitoring, sanctions compliance, advisory services, and anti-bribery and corruption (AB&C) initiatives. We welcome applications from candidates ...

• Los Angeles
• US$170000 - US$290000 per annum
• Posted 14 days ago

A top Global Investment Management firm in Los Angeles is looking to hire a Senior Compliance Manager to handle the oversight of client services operations and onboarding for the firm's institutional clientele, and provide compliance support on investment offerings across multiple business lines,...

• San Diego
• US$100000 - US$145000 per annum + Bonus, Equity, Relocation Package
• Posted 16 days ago

We are partnered with a leading Biotech focused on developing and commercializing innovative treatments for neurological disorders. They offer competitive compensation, great benefits, and a generous relocation package if needed. Their legal team is hiring a Compliance & Ethics Specialist to mana...

• Boston
• Negotiable
• Posted 16 days ago

Our Legal and Compliance team at Larson Maddox is supporting another search with one of our favorite clients in Boston as they continue to experience exciting growth. Sitting on the Global Internal Auditing team, the Global Internal Auditing Manager will support the auditing team in ensuring the ...

• Houston
• US$130000 - US$1700000 per annum
• Posted 17 days ago

Our Legal and Compliance team at Larson Maddox is supporting another search with one of our favorite energy clients in Houston as they continue to experience exciting growth. Sitting on the Energy Commodity Trading team, the Senior Trade Compliance Surveillance Advisor will support the monitoring...

• Hong Kong
• HK$360000 - HK$420000 per annum
• Posted 18 days ago

CLIENT BACKGROUND Our client is a leading Private Bank. We are seeking experienced KYC Talent to join the Onboarding team. In this role, you will be responsible for conducting comprehensive due diligence on high-net-worth clients, ensuring compliance with all relevant regulations and internal pol...

• Hong Kong
• HK$240000 - HK$300000 per annum
• Posted 22 days ago

CLIENT BACKGROUND Our client is a leading bank in APAC, providing a wide range of products and services to institutional clients. We are seeking an experienced AML (Anti-Money Laundering) Associate with a focus on AML & sanctions compliance to join our team in Hong Kong. In this role, you will be...

• Chicago
• US$175000 - US$225000 per annum
• Posted 24 days ago

A rapidly growing Registered Investment Advisor is looking to bring on a new Chief Compliance Officer to their team. The ideal candidate will be someone who has 8+ years of experience working within a RIA, covering a variety of compliance matters and able to help build the framework at the firm. ...

• Park Ridge
• US$12000 - US$160000 per annum
• Posted 25 days ago

The Vice President, Director of Regulatory Compliance will oversee and manage the compliance function for a mid-size bank, ensuring that the organization adheres to federal, state, and local banking regulations. This role requires strong leadership skills, in-depth knowledge of financial regulati...

• Stamford
• US$130000 - US$160000 per annum
• Posted 27 days ago

Our client, a small but elite, Hedge Fund (under $3bn AUM), employing a diverse macro trading strategy is looking to hire a Generalist Compliance Manager who will work with senior Investment and non-Investment stakeholders leaders across the firm, driving a compliance culture ensuring that the ef...

• North Carolina
• US$120000 - US$150000 per annum
• Posted 27 days ago

A leading global specialty metals and coatings manufacturer in the aerospace industry is looking for you to join the team as it's next Senior Compliance Officer! This is a brand new role as the firm is looking to increase it's compliance team. The ideal candidate has experience working within aer...

• New York
• US$175000 - US$215000 per annum
• Posted 29 days ago

VP - Investment Banking Compliance Advice Our client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Senior Manager / senior Vice President level to provide specialist Compliance advice and guidance to senior leaders and key members of the f...

• New York
• US$230000 - US$260000 per annum
• Posted 29 days ago

Our client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at an Executive Director level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms growing Investment Banking business with a focus on Equ...

• New York
• US$175000 - US$200000 per annum
• Posted 29 days ago

Our client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at a Senior Manager / Senior Vice President level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms Fixed Income business with a focus o...

• Hong Kong
• Up to HK$1300000 per annum
• Posted 29 days ago

Global Bank is looking for a VP to join their Corporate Trust and Fiduciary team, where the candidate will be liaising with SFC, MPFA, and other internal stakeholders. This hire will handle new SFC type 13 license-related regulatory queries and setup. SFC or MPFA regulator background and CIB busi...

• Hong Kong
• HK$720000 - HK$720001 per annum
• Posted 29 days ago

CLIENT BACKGROUND Our client is an APAC Bank, providing a wide range of products and services to institutional clients. We are seeking an experienced AML (Anti-Money Laundering) Senior Manager with a focus on sanctions compliance to join our team in Hong Kong. In this role, you will be responsibl...

• Hong Kong
• HK$600000 - HK$660000 per annum
• Posted 29 days ago

CLIENT BACKGROUND Our client is a leading Private Bank. We are seeking experienced KYC Talent to join the Onboarding team. In this role, you will be responsible for conducting comprehensive due diligence on high-net-worth clients, ensuring compliance with all relevant regulations and internal pol...