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A growing financial services and alternative investments platform is seeking a Chief Compliance Officer to lead and enhance the compliance framework across both a registered investment adviser and broker-dealer. This is a highly visible leadership role with broad responsibility for regulatory oversight, compliance strategy, and partnership with exe...
Compliance AssociateOur client, a well-established investment management firm, is seeking a Compliance Associate to join its Chicago-based compliance team. This role offers broad exposure to investment adviser compliance, regulatory filings, client reporting, and policy administration within a sophisticated institutional asset management environme...