Compliance Associate jobs

• Atlanta
• US$150000 - US$180000 per annum
• Posted 2 days ago

A leading life and health insurance firm in Atlanta is looking to bring on a senior regulatory professional to serve as an AVP, Compliance. This position reports directly into the General Counsel/Chief Compliance Offer and will oversee two teams: one related to product implementation and another ...

• Wichita
• US$75000 - US$100000 per annum
• Posted 5 days ago

A growing bank is looking to add a Fair Lending Officer to their team! While reporting to the CCO, this role is responsible for developing, implementing, and administering all aspects of the Bank's Fair Lending including various lending product lines. This role sits 5 days in office in Wichita, K...

• Austin
• US$95000 - US$130000 per annum
• Posted 5 days ago

A long standing community bank is looking to add a Compliance Officer to their team! In this role, you will be ensuring compliance with State and Federal consumer protection regulations. This role reports to the SVP of Compliance and sits 5 days in office in Austin, Texas. Responsibilities: Assis...

• District of Columbia
• Negotiable
• Posted 5 days ago

A Global Investment Management firm is seeking a Chief Compliance Officer and Counsel to oversee the firm's compliance function. Reporting to the General Counsel, the Chief Compliance Officer and Counsel will manage a team of compliance professionals and will advise on fund and investment related...

• Lawton
• Up to US$100000 per annum
• Posted 9 days ago

A bank in Oklahoma is looking to add a BSA Compliance Officer to their team! While reporting to the CFO, you will be responsible for ensuring that requirements of regulatory laws, Bank Secrecy Act (BSA) and Community Reinvestment Act (CRA) are being integrated in the bank's policies and procedure...

• Lawton
• Up to US$100000 per annum
• Posted 18 days ago

A bank in Oklahoma is looking to add a BSA Compliance Officer to their team! While reporting to the CFO, you will be responsible for ensuring that requirements of regulatory laws, Bank Secrecy Act (BSA) and Community Reinvestment Act (CRA) are being integrated in the bank's policies and procedure...

• San Francisco
• US$75000 - US$80000 per annum
• Posted 18 days ago

We are partnering with a leading Expert Networking Firm to source for a motivated and ambitious Compliance & Legal Associate. The Associate will work alongside the manager to juggle multiple projects across both regional and global teams. This is great opportunity to showcase leadership qualities...

• New York
• US$100000 - US$115000 per annum
• Posted 18 days ago

Our Client: This growing financial institution has the a goal to give investors tactics for realizing China's significance as a crucial component of a well-planned investment portfolio. Their team manages about $8.7 billion in assets as of December 2023, aims to offer first-to-market, creative st...

• Concord
• US$80000 - US$95000 per annum
• Posted 24 days ago

We have a current opportunity for a Fund Compliance Specialist on a permanent basis. The position will be based in Concord, CA. For further information about this position please apply. Responsibilities: Assist in the development and execution of the compliance program for the Funds, collaboratin...

• New York
• US$100000 - US$155000 per annum
• Posted 24 days ago

A dynamic Trading firm is on the lookout for a dedicated Compliance Associate based in the heart of NYC. As a member of their compliance team, you'll be instrumental in crafting, implementing, and enhancing the framework of policies and procedures to ensure the firm's full compliance with legal a...

• Charlotte
• US$100000 - US$150000 per annum
• Posted 25 days ago

Key Duties & Responsibilities Assisting in enforcing Code of Ethics, which involves monitoring personal trading accounts, issuing certifications, and managing conflicts-of-interest. Maintaining and updating compliance policies and procedures, ensuring they're current and effective. Assisting with...

• New York
• US$100000 - US$115000 per annum
• Posted 29 days ago

Our Client: This growing financial institution has the a goal to give investors tactics for realizing China's significance as a crucial component of a well-planned investment portfolio. Their team manages about $8.7 billion in assets as of December 2023, aims to offer first-to-market, creative st...