Compliance Associate jobs

• Lawton
• Up to US$100000 per annum
• Posted 5 days ago

A bank in Oklahoma is looking to add a BSA Compliance Officer to their team! While reporting to the CFO, you will be responsible for ensuring that requirements of regulatory laws, Bank Secrecy Act (BSA) and Community Reinvestment Act (CRA) are being integrated in the bank's policies and procedure...

• San Francisco
• US$75000 - US$80000 per annum
• Posted 5 days ago

We are partnering with a leading Expert Networking Firm to source for a motivated and ambitious Compliance & Legal Associate. The Associate will work alongside the manager to juggle multiple projects across both regional and global teams. This is great opportunity to showcase leadership qualities...

• New York
• US$100000 - US$115000 per annum
• Posted 5 days ago

Our Client: This growing financial institution has the a goal to give investors tactics for realizing China's significance as a crucial component of a well-planned investment portfolio. Their team manages about $8.7 billion in assets as of December 2023, aims to offer first-to-market, creative st...

• Concord
• US$80000 - US$95000 per annum
• Posted 10 days ago

We have a current opportunity for a Fund Compliance Specialist on a permanent basis. The position will be based in Concord, CA. For further information about this position please apply. Responsibilities: Assist in the development and execution of the compliance program for the Funds, collaboratin...

• Irving
• US$70000 - US$80000 per annum
• Posted 10 days ago

A long standing family owned bank is looking to add a Senior BSA Analyst to their BSA Compliance team! While reporting to the BSA/OFAC Officer, this role will be responsible for leading comprehensive aspects of the banks BSA/AML/OFAC programs while ensuring overall adherence to state and federal ...

• New York
• US$100000 - US$155000 per annum
• Posted 10 days ago

A dynamic Trading firm is on the lookout for a dedicated Compliance Associate based in the heart of NYC. As a member of their compliance team, you'll be instrumental in crafting, implementing, and enhancing the framework of policies and procedures to ensure the firm's full compliance with legal a...

• Charlotte
• US$100000 - US$150000 per annum
• Posted 12 days ago

Key Duties & Responsibilities Assisting in enforcing Code of Ethics, which involves monitoring personal trading accounts, issuing certifications, and managing conflicts-of-interest. Maintaining and updating compliance policies and procedures, ensuring they're current and effective. Assisting with...

• New York
• US$100000 - US$115000 per annum
• Posted 16 days ago

Our Client: This growing financial institution has the a goal to give investors tactics for realizing China's significance as a crucial component of a well-planned investment portfolio. Their team manages about $8.7 billion in assets as of December 2023, aims to offer first-to-market, creative st...

• New York
• US$100000 - US$115000 per annum
• Posted 18 days ago

Our Client: This growing financial institution has the a goal to give investors tactics for realizing China's significance as a crucial component of a well-planned investment portfolio. Their team manages about $8.7 billion in assets as of December 2023, aims to offer first-to-market, creative st...

• Lawton
• Negotiable
• Posted 23 days ago

A bank in Oklahoma is looking to add a BSA Compliance Officer to their team! While reporting to the CFO, you will be responsible for ensuring that requirements of regulatory laws, Bank Secrecy Act (BSA) and Community Reinvestment Act (CRA) are being integrated in the bank's policies and procedure...

• New York
• US$100000 - US$115000 per annum
• Posted 26 days ago

Our Client: This growing financial institution has the a goal to give investors tactics for realizing China's significance as a crucial component of a well-planned investment portfolio. Their team manages about $8.7 billion in assets as of December 2023, aims to offer first-to-market, creative st...