Chief Compliance Officer jobs

Found 3 jobs
  • Chief Compliance Officer
    • Chicago
    • US$175000 - US$225000 per annum
    • Posted 24 days ago

    A rapidly growing Registered Investment Advisor is looking to bring on a new Chief Compliance Officer to their team. The ideal candidate will be someone who has 8+ years of experience working within a RIA, covering a variety of compliance matters and able to help build the framework at the firm. ...

    Save Job Apply Now Read More
  • Chief Compliance Officer
    • Miami
    • US$150000 - US$300000 per annum
    • Posted 27 days ago

    Chief Compliance Officer Responsibilities: Overseeing SEC registration for a new investment adviser focused on infrastructure, including filing Form ADV. Developing and implementing a compliance program with tailored policies and procedures. Fostering a strong culture of compliance across the fir...

    Save Job Apply Now Read More
  • Director of Research Advisory Compliance
    • New York
    • US$220000 - US$240000 per annum
    • Posted 28 days ago

    Compliance Director - Research Compliance Our client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Director / Executive Director level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms Rese...

    Save Job Apply Now Read More

Get new jobs for this search by email