Explore Global Regulatory & Compliance Legal Jobs
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Surveillance Associate
Surveillance Associate - Global Investment Bank (Hybrid, NYC)Salary Range: $100,000 - $120,000Our client, a leading global investment bank, is seeking a Surveillance Associate to join its Compliance Department. This role is a key part of the Surveillance team, responsible for monitoring trading activity, investigating potential rule violations, and...
Director Control Room Compliance
Director - Control Room Compliance (Capital Markets)Our client, a global investment bank with a strong presence across major financial centers, is seeking an experienced compliance professional to lead its Control Room team within the Capital Markets Compliance function. This leadership role is pivotal in managing the firm's information barrier fra...
Reg and Compliance Reporting
A leading global energy organization with a strong presence in commodity trading and power markets. The company is committed to operational excellence, regulatory compliance, and innovation in energy solutions. It operates across multiple U.S. markets and emphasizes transparency, risk management, and sustainable growth. This role focuses on regulat...
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Compliance Associate RIA
Our client, a Registered Investment Advisor (RIA) group is experiencing rapid growth, and looking for a Compliance Associate to join the specialist compliance group as they scale responsibly. The firm are an individual client focused, RIA group dedicated to delivering personalized investment solutions and exceptional service. As they expand, they ...
Director Control Room Compliance
Director - Control Room Compliance (Capital Markets)Our client, a global investment bank with a strong presence across major financial centers, is seeking an experienced compliance professional to lead its Control Room team within the Capital Markets Compliance function. This leadership role is pivotal in managing the firm's information barrier fra...
Financial Crimes Compliance Lead, Wealth Management
Financial Crimes Compliance Lead - Wealth ManagementOur client is a global investment bank with a strong North American footprint, offering integrated wealth management services through both broker-dealer and registered investment adviser platforms. They are seeking a seasoned Financial Crimes Compliance Lead to oversee and enhance the Anti-Money L...
Discover High-Impact Regulatory Legal Jobs Across Industries
As a trusted legal search firm, Larson Maddox partners with leading global companies to connect legal professionals with top-tier opportunities in regulatory law, compliance, and ESG legal careers. We specialise in placing in-house counsel, compliance officers, and ESG experts in roles that influence policy, manage risk, and promote ethical governance across sectors such as financial services, healthcare, and technology.
Whether you're an experienced Legal Counsel, ESG Specialist, or Compliance Officer, we match your skills with organisations navigating complex regulatory environments. From corporate compliance to environmental law, our legal recruitment experts help you build a career that makes a difference.
Browse our latest regulatory legal jobs and take the next step in your legal career with Larson Maddox.