All jobs near Central and Western District in the Regulatory sector

• Hong Kong
• HK$420000 - HK$840000 per annum
• Posted 8 days ago

Are you ready to take the next step in your compliance career within the bustling financial sector of Hong Kong? A prestigious firm is seeking a dedicated Equities Compliance professional, offering an opportunity to work at the heart of global finance and regulation. The role involves crucial res...

• Hong Kong
• HK$660000 - HK$1080000 per annum
• Posted 17 days ago

CLIENT BACKGROUND Join a leading investment bank in Hong Kong, where we are committed to excellence in financial services. We are seeking a seasoned professional to join our team as the Senior Manager of Internal Audit. JOB RESPONSIBILITY Lead and manage the internal audit team, providing guidanc...

• Hong Kong
• HK$240000 - HK$360000 per annum
• Posted 17 days ago

CLIENT BACKGROUND Join an international investment bank in Hong Kong, where we are committed to excellence in financial services. We are seeking a motivated Junior Treasury Specialist to support our financial operations. JOB RESPONSIBILITY Assist in daily cash management and forecasting activitie...

• Hong Kong
• Negotiable
• Posted 21 days ago

CLIENT BACKGROUND We are seeking an experienced Compliance Director to join our compliance team. This pivotal role will be responsible for developing, implementing, and overseeing compliance programs to ensure our operations are in line with regulatory requirements and internal policies. JOB RESP...

• Hong Kong
• HK$600000 - HK$720000 per annum
• Posted 22 days ago

CLIENT BACKGROUND Our client is a Regional Investment Bank. We are seeking a Vice President of Equities Compliance to oversee our compliance program related to cash equities and derivatives. The ideal candidate will have at least 5 years of experience in compliance within the financial services s...

• Hong Kong
• Up to HK$600000 per annum
• Posted 23 days ago

CLIENT BACKGROUND Join a leading investment bank in Hong Kong, where we are committed to excellence in financial services. Our dynamic team is dedicated to ensuring compliance and operational integrity while supporting our clients' diverse needs. JOB RESPONSIBILITY Monitor and manage communicatio...

• Hong Kong
• HK$420000 - HK$780000 per annum
• Posted 24 days ago

Key Responsibilities Handle SFC applications, regulatory reports/ filings and other licensing matters Conduct reviews on SFC-authorised funds sales and marketing materials Handle investment compliance and trade surveillance to SFC-authorised funds, private funds and other mandates Perform coordin...