A rapidly expanding global investment bank is looking to hire an Operations & Compliance Associate to their tri-state area team. This is a remote position, although they are looking for someone with easy access to the Tri-State Area. They are looking for an entreprenurial spirit with great collaboration and interpersonal skills.
Responsibilities:
- Trade settlement maintenance and reporting
- Ensure all KYC/onboarding compliance, including relevant documentation
- Reporting to internal stakeholders
Requirements:
- 3 or more years in fixed income or trade settlements
- Bachelor's in finance or related field
- Must hold Series 99
