Regulatory Jobs in New South Wales
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Client Services Representative
Our client is an East Coast-based fintech company, specializing in cutting-edge cash management technology designed for institutional Registered Investment Advisor (RIA) clients. With over 800 clients and a strong focus on growth, they are looking to expand their team to ensure provision of top-notch support to clients as they continue scaling. Job...
Head of BSA, AML, and Financial Crimes Capital Markets
A global bank is seeking a financial crimes executive to serve as BSA Officer for the capital markets business and broker dealer of the firm. An ideal candidate will have experience dealing with related financial crimes program management and is capabale of making appropraite enhancements and implementing any policy changes. Experience with AML, Sa...
Underwriting Compliance Manager
Position: Underwriting Counsel - Title InsuranceLocation: Hybrid - 3 days in office (Midtown, New York City)Base Salary: $185,000 - $215,000/year + CommissionsIndustry: Title Insurance We're partnering with a leading title insurance company in New York City that is looking to add an experienced Underwriting Counsel to their team. This is a key role...
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Manager of Compliance
We are currently partnered with a growing manufacturing company who is looking to hire a Manager of Compliance for their office in Northern New Jersey. With a focus on providing a wide range of high-quality products, it caters to the diverse needs of consumers, blending functionality with style. The company is recognized for its commitment to makin...
Compliance Officer
Our client, a leading asset management firm based in New York City, is seeking a highly skilled and detail-oriented Compliance Officer to join their team. This hybrid on-site position offers the opportunity to play a key role in overseeing regulatory filings and ensuring compliance with industry standards. The ideal candidate will bring strong expe...
Compliance Manager Mortgage Originations
The Compliance Business Oversight Manager provides advice, support and objective guidance to assigned portfolio, business or function on development and maintenance of all aspects of Compliance/Center of Excellence programs in line with the Bank's risk philosophy and strategic direction. Depth & Scope:Works independently and is accountable for mana...