Regulatory Jobs in New South Wales
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Compliance Monitoring Officer
Compliance Monitoring Manager - Capital MarketsOur client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at a Manager level to mature specialist Compliance Monitoring programs across the firms Capital Markets business. The firm are one of the world's largest banking groups whose global presence c...
Marketing & Data Compliance Manager
Our client is redefining what it means to be a consumer bank. With a focus on innovation, trust, and customer-first thinking, they're building financial solutions that are secure, smart, and simple. As they grow, they're looking for a experienced Marketing and Data Compliance Manager to join the team and ensure marketing strategies are not only eff...
Chief Financial Officer
Job Title: Chief Financial Officer (CFO) Location: New York, NY (Hybrid, 3 days on-site) Salary: $225,000 - $275,000 base salary, plus annualized bonus Industry: Professional ServicesCompany Overview: A leading professional services firm in New York City is seeking a dynamic and experienced Chief Financial Officer (CFO) to join their team. The CFO ...
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AVP Fixed Income Compliance Advisor
AVP/Manager - Fixed Income Compliance AdviceOur client, one of Europe's largest banking groups, is looking to hire an experienced Compliance professional at a Manager / AVP level to provide specialist Compliance advice and guidance to senior leaders and key members of the firms growing Capital Markets business. The firm are one of Europe's largest ...
Chief Compliance Officer, Asset Management and Broker-Dealer
A prestigious and well-established asset manager and broker-dealer, with a growing portfolio of private equity funds, is seeking a dynamic Chief Compliance Officer (CCO) to lead and enhance its compliance program. This is a high-impact leadership role based in New York City, requiring a strong presence in-office four days per week. An ideal candida...
Compliance Testing Manager Capital Markets
Compliance Testing Manager - Capital MarketsOur client, one of America's largest banking groups, is looking to hire an experienced Compliance professional at a Manager level to lead specialist Compliance Testing programs across the firms Capital Markets business. The firm are one of the world's largest banking groups whose global presence continues...