Compliance Jobs
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EPM Solutions Lead
Enterprise Performance Management (EPM) Solutions Lead - Vice PresidentJob Level: Vice PresidentLocation: Charlotte, NC (Hybrid Schedule)Salary Range: $130,000-$170,000 baseA global Fortune 500 organization with a broad international footprint is seeking an experienced EPM Solutions Lead (VP level) to support major initiatives across its enterprise...
Derivatives Compliance VP Chinese Investment Bank
CLIENT BACKGROUNDA leading Chinese investment bank is hiring a Vice President, Global Markets Compliance to support its OTC derivatives and structured products business in Hong Kong.This is an advisory role, working closely with Global Markets / FICC businesses on regulatory interpretation, new product initiatives, and evolving SFC requirements.The...
VP/Director Cash Equities Compliance (Tier-1 Chinese Bank)
CLIENT BACKGROUND A leading Chinese investment bank with a strong global presence is actively seeking an experienced compliance professional to join its Hong Kong office. Despite being a top-tier institution with robust equities operations, this key role has remained open for some time-making it an exceptional opportunity for candidates ready to st...
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Trustee Compliance Manager / Senior Manager
Compliance Manager / Senior ManagerAPAC Corporate and Trust Services ProviderAn established APAC‑based corporate and trust services provider with a strong presence across Asia is looking to appoint a Compliance Manager / Senior Manager to be based in Hong Kong.This is an individual contributor role, reporting to the regional line manager, and will ...
Director of Equities Compliance Advice
A leading wholesale banking institution is seeking a Director of Equities Compliance to provide senior‑level compliance advisory coverage to its equities sales and trading businesses. This is a high‑profile role supporting a broad equities platform, partnering closely with front‑office leadership, risk, legal, and governance teams to ensure the bus...
Senior Compliance Associate
Senior Compliance AssociateRegulatory Filings & Advisory | Private Equity Focus Remote (U.S.) | HQ: Chicago, IL Compensation: $150,000-$200,000 + bonus potentialAbout the FirmWe are a growing compliance consulting firm specializing in regulatory and compliance advisory services for private equity firms, investment advisers, and other asset managers...