Private Equity Compliance Manager
Private Equity Compliance Manager
Location: Remote
Compensation: $130,000 - $150,000 + Bonus
A rapidly growing consulting firm specializing in private equity compliance, is seeking a Private Equity Compliance Manager to join its leadership team.
Currently operating as a boutique platform, the firm is entering a significant growth phase with approximately a dozen approved hires, plans to substantially expand headcount over the coming years, and the anticipated launch of two new business lines. This is an opportunity to join a firm at a pivotal stage of growth and play a key role in shaping both the team and client service offering.
The position will be split roughly 50/50 between internal leadership and client-facing responsibilities. This individual will oversee and develop a team of compliance Subject Matter Experts while also serving as a lead advisor to private fund clients, ensuring the delivery of high-quality compliance solutions and regulatory support.
Key Responsibilities:
- Manage, mentor, and develop a team of compliance Subject Matter Experts
- Oversee client engagements and ensure successful execution of compliance deliverables
- Lead regulatory filing processes, including Form ADV, Form PF, and related filings
- Draft, review, and maintain compliance policies and procedures
- Conduct marketing and advertising material reviews
- Administer and oversee Code of Ethics programs
- Lead annual compliance reviews and testing initiatives
- Manage compliance certifications and employee attestations
- Serve as a trusted compliance advisor to private fund clients, particularly private equity managers
Desired Background:
- Significant private funds compliance experience with a strong focus on private equity
- Proven people management and team leadership experience
- Expertise in:
- Form ADV and Form PF filings
- Policies & procedures development and maintenance
- Marketing material review
- Code of Ethics administration
- Annual reviews
- Compliance certifications
- Background from a private equity firm, private fund manager, compliance consulting firm, law firm, the SEC, or another regulatory organization
FAQs
Congratulations, we understand that taking the time to apply is a big step. When you apply, your details go directly to the consultant who is sourcing talent. Due to demand, we may not get back to all applicants that have applied. However, we always keep your CV and details on file so when we see similar roles or see skillsets that drive growth in organisations, we will always reach out to discuss opportunities.
Yes. Even if this role isn’t a perfect match, applying allows us to understand your expertise and ambitions, ensuring you're on our radar for the right opportunity when it arises.
We also work in several ways, firstly we advertise our roles available on our site, however, often due to confidentiality we may not post all. We also work with clients who are more focused on skills and understanding what is required to future-proof their business.
That's why we recommend registering your cv so you can be considered for roles that have yet to be created.
Yes, we help with cv and interview preparation. From customised support on how to optimise your resume to interview preparation and compensation negotiations, we advocate for you throughout your next career move.