Senior 40 Act Paralegal
A multi faceted and growing asset management firm based in the northeast is looking to add to its team by brining on a Senior Paralegal. The person in this role will provide paralegal support to the legal team who advises the firm's asset management business while also supporting the board activities. The ideal fit for this position will have 40 Act experience along with ETFs, open and closed-end funds. The position will be based out of either their New York City, Chicago, or Connecticut office with the requirement of being in office 3 days a week.
Job Responsibilities:
- Assist counsel and business personnel with drafting and reviewing registration statements and exhibits, disclosure documents and other new fund launch documents, fund agreements, and proxy statements
- Assist with Board of Directors meeting materials
- Prepare meeting minutes, executive summaries, resolutions, D&O questionnaires amongst other
- Maintain legal filing calendars
Qualifications
- 4+ years of Paralegal experience
- Bachelor's degree or equivalent
- ABA approved paralegal certificate
- Investment Company Act of 1940 experience at an asset manager or equivalent
- Ability to work independently, have strong attention to detail and effectively communicate in a fast paced environment
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