Compliance Jobs
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VP/Director Cash Equities Compliance (Tier-1 Chinese Bank)
CLIENT BACKGROUND A leading Chinese investment bank with a strong global presence is actively seeking an experienced compliance professional to join its Hong Kong office. Despite being a top-tier institution with robust equities operations, this key role has remained open for some time-making it an exceptional opportunity for candidates ready to st...
Director, BSA
Director, BSALocation: Portland, Oregon (on-site)Compensation: $155,000-$165,000/year + BonusOur client, a leading credit union committed to ethical and inclusive financial practices, is seeking a seasoned compliance professional to lead its Fair and Responsible Banking initiatives. This strategic role supports the VP/Chief Compliance Officer and i...
Compliance Officer, Private Equity Firm
A $3B AUM private equity firm focused on technology investments is seeking a VP-level Compliance Officer to report to the General Counsel/Chief Compliance Officer. This role leads governance and advisory compliance across the firm, partnering with investment, operations, and portfolio value-creation teams to embed a culture of integrity and contro...
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Regulatory Compliance, Private Equity
Regulatory Compliance - Private Equity My client is a leading and growing firm, and we are looking to recruiting for a Compliance Officer to be based in the Singapore office, to building a strong governance and risk culture, ensuring adherence to regulatory expectations in SingaporeResponsibilities for this Regulatory Compliance - Private EquityPro...
Compliance Analyst Blockchain
Compliance Analyst - BlockchainLocation: ChicagoA financial services firm is seeking a Compliance Analyst - Blockchain to support its regulatory and monitoring functions, including work related to digital assets and other emerging areas. This role is ideal for someone who enjoys analytical work, evolving regulations, and a fast‑paced environment. R...
Vice President of Compliance
A global investment management firm is seeking a Vice President of Compliance to support its expanding platform of public investment vehicles and registered funds. This role is ideal for a seasoned compliance professional with deep experience in U.S. securities regulation and oversight of '40 Act products. This role will require 4 days a week in th...