Senior Compliance Associate
Senior Compliance Consultant (Fully Remote)
Compensation: $150,000 - $200,000 base salary + bonus
Experience: 5+ years
Required Background: Investment Advisory or Compliance Consulting
Client Base: Private Equity, Hedge Funds, Venture Capital, Investment Advisers
Location: Fully Remote (U.S.)
Firm Type: Boutique Compliance Consulting Firm
About Us
We are a boutique compliance consulting firm specializing in bespoke, high‑touch compliance solutions for private equity firms, hedge funds, venture capital firms, and investment advisers. Our team comprises experienced compliance professionals and former regulators who deliver practical, thoughtful, and business‑aligned guidance. We work closely with clients to help them navigate an evolving regulatory landscape with confidence.
About the Role
We are seeking a Senior Compliance Consultant to join our fully remote team. This role involves managing sophisticated client engagements, designing customized compliance programs, and serving as a strategic partner to firms across the private fund ecosystem.
Key Responsibilities
- Lead multiple client engagements across private equity, hedge fund, venture capital, and investment advisory clients
- Draft, enhance, and maintain customized compliance policies and procedures
- Oversee regulatory filings, including Form ADV, Form PF, and other SEC/State filings
- Conduct annual reviews, forensic testing, compliance risk assessments, and mock SEC exams
- Monitor regulatory changes and translate them into actionable client guidance
- Deliver training and support to client teams
- Support clients during SEC exams, including document production and remediation
- Review marketing materials, pitch decks, and investor-facing content for compliance with SEC marketing rules
- Mentor junior consultants and contribute to internal best‑practice development
Required Qualifications
- 5+ years of securities compliance experience
- Experience at an investment advisory firm or another compliance consulting firm is required
- Strong understanding of the Investment Advisers Act of 1940 and private fund regulatory requirements
- Exceptional writing, analytical, and communication skills
- Ability to manage multiple engagements independently in a remote setting
- Detail‑oriented, proactive, and organized
- Preferred: JD, MBA, or relevant certifications (IACCP, etc.)
What We Offer
- $150K-$200K base salary, dependent on experience
- Performance‑based bonus opportunities
- Fully remote work structure with flexibility and autonomy
- Collaborative, supportive team of senior compliance professionals
- Exposure to sophisticated private fund clients
- Opportunities for growth, leadership, and thought‑leadership visibility
How to Apply
Please submit your résumé , with the subject line:
"Senior Compliance Consultant - Remote Application"
FAQs
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