Compliance Jobs
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Regulatory Compliance, Private Equity
Regulatory Compliance - Private Equity My client is a leading and growing firm, and we are looking to recruiting for a Compliance Officer to be based in the Singapore office, to building a strong governance and risk culture, ensuring adherence to regulatory expectations in SingaporeResponsibilities for this Regulatory Compliance - Private EquityPro...
Senior Compliance Associate, International Sales
Senior Compliance Associate, International Sales A global financial institution is seeking a Senior Compliance Associate to support its International Sales and Sales Trading functions. This role focuses on providing day‑to‑day compliance coverage for cross‑border equity activity, including review of international offerings, oversight of communicati...
Compliance & Oversight Leader
Compliance & Oversight LeaderSalary: $155,000-$165,000Location: Connecticut (Hybrid model)Overview Seeking an experienced professional to lead oversight, monitoring, and compliance functions within a cutting-edge financial services firm focused on complex markets & transactions. Key ResponsibilitiesManage a team responsible for reviews, monitoring...
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Compliance Analyst
Compliance AnalystLarson Maddox Raleigh, North Carolina, United States (HYBRID)Our client, a tech‑driven financial services organization, is seeking a skilled and self‑motivated Compliance Analyst to serve as a key Subject Matter Expert (SME) on regulatory matters. This individual contributor role partners closely with internal teams, leads complia...
Financial Crime Compliance Manager Regional Bank
CLIENT BACKGROUNDOur client is a well‑established regional financial institution with a strong footprint across Asia. The firm is committed to maintaining the highest standards of regulatory compliance and financial crime governance. With continued business growth, they are seeking an experienced FCC professional to join their Hong Kong office and ...
APAC Senior Trade Compliance Manager
CLIENT BACKGROUNDOur client is a global organisation with a strong and expanding presence across the Asia Pacific region. Managing a highly complex supply chain and significant cross‑border trade volume, the company prioritises robust governance and best‑in‑class compliance frameworks. To strengthen its regional oversight, the business is seeking a...
