VP/SVP Compliance, Wealth Management Firm
My client is a leading and growing wealth management and corporate fiduciary services firm and we are recruiting for a VP/SVP Compliance to be based in the Singapore office. You will be given the opportunity to support the business on all Compliance-related matters in the region and work closely with stakeholders in the market. We are looking for candidates who are looking to scale their career in a leading name in the industry and scale up with the business
Responsibilities for this VP/SVP Compliance, Wealth Management Firm
- Manage the licensing obligations and regulatory relationships
- Provide leadership and management to the Singapore Compliance team
- Provide compliance advisory and keep abreast with the regulatory and statutory matters
- Support in providing compliance training
- Responsible for risk assessment and risk review policies
- Perform AML, CDD, KYC and support in related matters
- Review, develop and enhance the compliance policies and manuals
- Support in client onboarding matters
- Handle day-to-day compliance matters
- Support in drafting and implementation of compliance policies and procedures
- Conduct enterprise wide-risk assessment as required
- Advise the business on Compliance related matters
Requirements for this VP/SVP Compliance, Wealth Management Firm
- Relevant compliance knowledge and experience
- Previous experience in a wealth management firm or a trust firm
- Able to work independently
