A prestigious and well known Global Real Estate Investment Management firm is looking for a Sr. Compliance Associate to join its team in Chicago. A successful candidate for this role will have experience in the finance and compliance space at a financial services firm. This role will focus primarily on private equity, private debt and public securities solutions. If you have a passion for ethics, compliance, and integrity, don't hesitate to apply now!
Responsibilities
- Manage compliance testing for private real estate business
- Prepare client-mandated compliance reports/certifications and various SEC materials
- Prepare and conduct training programs
- Assist with regulatory filings, including Form ADV, Form PF, and Broker Dealer forms
Qualifications
- Understanding of the investment management business
- Experience with SEC Rule 13 F and 13G analyses, and TIC SLT reporting a plus
- Positive attitude and ability to build relationships across the business
- 3+ years of experience in the compliance space
