A global asset management firm based in LA is looking for a Senior Investment Compliance Analyst to join their team. The Senior Analyst will report into the Head of Compliance, and work to improve the investment compliance program by reviewing guidelines, auditing controls and monitoring compliance systems.
-Atleast 5 years' relevant compliance experience
-Working knowledge of Charles River Investment Management (CRD) or equivalent (ie Bloomberg, Aladdin)
-Knowledge of capital markets
-Knowledge of Investment Company Act of 1940
This company has a flexible hybrid working schedule, and puts high importance on company culture and work life balance. This is a great opportunity to further your compliance career with an elite firm, apply now!
*Relocation assistance may be provided for the right candidate*