Our client is an established asset management firm with strong presence across Asia. We are looking for a strong candidate with experience in asset/fund/investment management and regulatory compliance.
Roles & Responsibilities Compliance Manager, Asset/Investment Management
- Design and implement compliance policies and procedures
- Advise on licensing requirements and support in regulatory filings
- Provide compliance support and advisory on day-to-day operations in compliance
- Support in compliance related projects and enhance regulatory risk management
- Identify training needs and prepare training material to ensure employees receive timely training on compliance
Skills & Requirements of Compliance Manager, Asset/Investment Management
- Relevant regulatory compliance and advisory experience in asset/fund/investment management setup
- Familiar with SFA laws
- Strong analytical and problem-solving skills
- Self-starter and good communication skills
