A top tier alternative investment management firm is looking for a Senior Compliance Associate to join their team. The Senior Compliance Associate will work to maintain the firms control room and information barriers, maintain restricted and watch lists, and assist with any trade and communication surveillance. This role will be performed on a hybrid schedule in Boston, MA.
Requirements :
- 4+ years of relevant compliance experience
- Knowledge of Investment Advisers Act & Securities Act.
- Knowledge of trading and investment systems (Bloomberg, CaplQ, etc).
- Bachelor's Degree