Senior Compliance Analyst
The Senior Compliance Analyst will be responsible for implementing and monitoring a variety of compliance procedures with a focus on internal controls. This position requires a knowledge of internal financial audit and the ability to maintain policies and procedures across departments as well as support the development and usage of compliance related systems and applications including SOX compliance.
Responsibilities:
- Compliance reviews in accordance with the organization's standards, working with key stakeholders
- Collaborating with Internal Control Department on additional finance and accounting policy
- Work with internal and external audit firms using tools, policies, and procedures to track compliance
- Assist in building and implementing a variety of standards, processes, and procedures to ensure compliance including: SOX compliance, policies and procedures, loan reviews, operational activities to ensure compliance with BSA/AML/OFAC, coordinating SME activity from IS, internal and external audit, and related duties.
Qualifications:
- Bachelor's degree in Auditing, Accounting, Finance, or related field
- 3+ years in financial services regulatory compliance or audit compliance
- Knowledge of the regulatory space within the financial or banking industry
- Experience with information systems used in financial compliance (Experience with Lexus Nexis and Logic Manager, or similar audit and compliance management tool is helpful).
* Regular attendance in the office and the ability to regularly commute to Dallas, TX and/or Heston, KS is required.