A leading diversified trading firm is looking for a Compliance Program Manager to join its team in Chicago. This established company in this space has been delivering solutions by bringing sophisticated technology and impressive people together. This organization offers a variety of asset classes including Fixed Income, ETFs, Equities, FX, Commodities, and Energy across all global markets. They have also been able to expand into the non-traditional strategies of real estate, venture capital, and cryptoassets.
Responsibilities Include:
- Coordinate with business areas on processes, controls, and control documentation required to meet regulatory requirements
- Manage the regulatory licensing application process
- Determine design and operational control effectiveness by leading risk and control self-assessments
- Communicate domain expertise, requirements, and big picture concepts to technical teams as well as offer recommendations for business best practices
- Work with key stakeholders and business areas to troubleshoot solutions
- Closely collaborate with internal Compliance team members to understand their technology needs
Qualifications Must Include:
- 10+ years of experience in creating functional requirements by analyzing and translating team needs
- 7+ years working in a project management capacity within compliance
- Bachelor's degree required; MBA, JD, or comparable is a plus
- Deep understanding of traditional finance, experience in FinTech is preferred
- Compliance experience at a financial institution
- Strong communication ability with entrepreneurial approach; must be able to work with all levels within the organization and lead with limited coaching
Benefits Include
- Competitive salary
- Full Benefits (medical/dental/vision/401k)
- Growth potential
- Hybrid work setting (3 days in office, 2 days remote)
Please apply by clicking the above link for immediate consideration