ABOUT
Our well-established private credit fund with a big presence in Asia and headquartered in Hong Kong is seeking a highly qualified Compliance/Regulatory Professional with exposure to Cayman private funds and the Securities and Futures Commission (SFC) to join our team. The ideal candidate will have 8 to 15 years of experience, be entrepreneurial, and capable of working independently. Candidates with experience in private equity, private credit or asset management are highly desirable.
JOB RESPONSIBILITY
- Oversee the fund's compliance program and ensure that it is in line with regulatory requirements and industry best practices
- Develop and implement compliance policies and procedures, and provide training to employees on compliance issues
- Conduct compliance reviews and audits of the fund's operations and investments, and report on findings to senior management
- Manage relationships with regulators, including the SFC and other relevant authorities
- Ensure that the fund's Cayman private funds are in compliance with applicable laws and regulations
- Stay up-to-date with the latest regulatory and industry developments, and advise senior management on potential risks and opportunities
JOB REQUIREMENTS
- A bachelor's degree in law, finance, or a related field, and a relevant professional qualification (e.g. CAMS, CFA, or CPA)
- 5 to 10 years of experience in compliance or regulatory roles, with exposure to Cayman private funds and the SFC
- Experience in private equity, private credit, or asset management is highly desirable
- Strong knowledge of relevant laws and regulations, including the SFO, AML/CFT, and FATCA/CRS
- Excellent analytical and problem-solving skills, with the ability to work independently and as part of a team
- Strong communication and interpersonal skills, with the ability to build and maintain relationships with colleagues, clients, and regulators
- Fluency in English is required, and proficiency in Mandarin or other Asian languages is a plus
