Roles & Responsibilities of Markets Compliance Officer
- Provide compliance support and advisory on regulatory requirements
- Develop and maintain compliance framework and policies to ensure compliance with regulatory requirement
- Monitor and assess new and emerging regulations issued by MAS and other regulatory authorities
- Liaise with regulatory authorities on regulatory enquiries and investigations
- Ensure compliance training to Asia staff
- Support in trade and communications surveillance
Skills & Requirements of Markets Compliance Officer
- Minimum 5 years of relevant compliance expereince
- Familiar with Banking act, SFA, FAA and other regulations
- Strong analytical and problem-solving skills
- Self-starter and good communication skills