Markets Compliance Manager, Leading Investment Bank
Our client is an established global bank with strong presence across the world. They provide financial products and services to individuals, businesses and corporations. We are looking for a strong candidate with experience in regulatory compliance and market.
Roles & Responsibilities of Markets Compliance Manager, Leading Investment Bank
- Provide compliance support and advisory on regulatory requirements
- Develop and maintain compliance framework and policies to ensure compliance with regulatory requirement
- Monitor and assess new and emerging regulations issued by MAS and other regulatory authorities
- Liaise with regulatory authorities on regulatory enquiries and investigations
- Ensure compliance training to Asia staff
- Support in trade and communications surveillance
Skills & Requirements of Markets Compliance Manager, Leading Investment Bank
- Minimum 5 years of relevant compliance expereince
- Familiar with Banking act, SFA, FAA and other regulations
- Strong analytical and problem-solving skills
- Self-starter and good communication skills