Responsibilities
- Perform preliminary assessments and provide advice on SFC licensing enquiries
- Develop and maintain good relationship with regulators
- Provide assistance in SFC licence applications
- Provide assistance in preparation of applications (modifications, additional regulated activities, etc)
- Conduct analysis and provide on-going regulatory filings with regulator
- Assist in other regulatory and compliance matters
Qualifications
- Degree holder In Law or other related discipline
- 2 years of experience in the financial industry dealing with regulators and licensing is highly preferred
- Knowledge of securities and licensing background is highly preferred
- Strong communicator
- Good interpersonal skills
- Good team player
- Proficiency in English is required; Proficiency in Cantonese is highly preferred